Q2 2017 Holdings
Filed 2017-08-14 | 369 holdings | $13.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $10 | $10,000 | 0.0% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $12 | $12,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $13 | $13,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $14 | $12,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $16 | $16,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $20 | 13,630 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $20 | $10,000 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $22 | $22,000 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $22 | $12,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $22 | $22,000 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $27 | $26,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $28 | $28,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $28 | $27,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $32 | $28,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $32 | $32,000 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $33 | $28,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $34 | $34,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $34 | $35,000 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $34 | $25,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $35 | $35,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $35 | $35,000 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $36 | $35,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $36 | $27,000 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $36 | $34,000 | 0.0% |
| Webmd Health Corp | NOTE 1.500%12/0 | 94770VAK8 | $38 | $28,000 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $38 | $27,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $43 | $28,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $43 | $35,000 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $44 | $22,000 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $45 | $32,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $52 | $38,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $54 | $38,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $54 | $38,000 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $55 | $23,000 | 0.0% |
| Eclipse RES Corp | COM | 27890G100 | $57 | 20,000 | 0.0% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $65 | $21,000 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $69 | $20,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $79 | 14,513 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $79 | 14,150 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $84 | $21,000 | 0.0% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $97 | 25,000 | 0.0% |
| Trustco BK Corp N Y | COM | 898349105 | $102 | 13,135 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $113 | 12,340 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $115 | 10,245 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $119 | 24,700 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $123 | 28,000 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $131 | 13,050 | 0.0% |
| Fiat Chrysler Automobiles N | SHS | N31738102 | $133 | 12,500 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $136 | 11,299 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $146 | 12,395 | 0.0% |