Q2 2017 Holdings
Filed 2017-08-14 | 2248 holdings | $11.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-09-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $14 | $13,000 | 0.0% |
| American Lorain Corp | COM | 027297100 | $14 | 27,540 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $14 | $12,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $14 | $12,000 | 0.0% |
| Cummins Inc(CMI)Call | COM | 231021106 | $14 | 3,300 | 0.0% |
| OHR Pharmaceutical Inc | COM NEW | 67778H200 | $15 | 27,000 | 0.0% |
| Union PAC Corp(UNP)Call | COM | 907818108 | $15 | 8,500 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $15 | $11,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $15 | $14,000 | 0.0% |
| Goldman Sachs Group Inc(GS)Call | COM | 38141G104 | $16 | 2,500 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $16 | 11,950 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $16 | $14,000 | 0.0% |
| Exelixis Inc(EXEL)Call | COM | 30161Q104 | $16 | 11,600 | 0.0% |
| Bioblast Pharma LTD | SHS | M20156101 | $17 | 24,000 | 0.0% |
| Cytori Therapeutics Inc | COM NEW | 23283K204 | $17 | 15,800 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $17 | 12,500 | 0.0% |
| Anthera Pharmaceuticals Inc(ANTH)A | COM | 03674U300 | $17 | 10,521 | 0.0% |
| Goldman Sachs Group Inc | NOTE 1/2 | 38141GMG6 | $18 | $12,000 | 0.0% |
| United Parcel Service Inc(UPS)Call | CL B | 911312106 | $18 | 6,000 | 0.0% |
| Nordic Amern Offshore LTD | SHS | G65772108 | $19 | 15,005 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $19 | $19,000 | 0.0% |
| CSX Corp(CSX)Call | COM | 126408103 | $20 | 10,400 | 0.0% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $20 | 17,000 | 0.0% |
| Cboe Hldgs Inc(CBOE)Put | COM | 12503M108 | $21 | 25,000 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $21 | 11,430 | 0.0% |
| Verastem Inc | COM | 92337C104 | $21 | 10,014 | 0.0% |
| Wynn Resorts LTD(WYNN)Call | COM | 983134107 | $23 | 2,500 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $23 | 15,666 | 0.0% |
| Wal-Mart Stores Inc(WMT)Call | COM | 931142103 | $23 | 13,900 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $23 | $23,000 | 0.0% |
| Liqtech Intl Inc | COM | 53632A102 | $23 | 69,700 | 0.0% |
| Nvidia Corp(NVDA)Call | COM | 67066G104 | $24 | 1,500 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $24 | 15,015 | 0.0% |
| Sears CDA Inc(SRSCQ) | COM | 81234D109 | $24 | 29,078 | 0.0% |
| JPMorgan Chase & Co(JPM)Call | COM | 46625H100 | $25 | 4,500 | 0.0% |
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $25 | 4,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $25 | 20,500 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $26 | $14,000 | 0.0% |
| CME Group Inc(CME)Put | COM | 12572Q105 | $26 | 12,500 | 0.0% |
| Deere & Co(DE)Call | COM | 244199105 | $27 | 2,500 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $27 | 10,000 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $28 | 17,300 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $28 | $28,000 | 0.0% |
| Praxair IncCall | COM | 74005P104 | $28 | 2,200 | 0.0% |
| Southwest Airls Co(LUV)Call | COM | 844741108 | $29 | 7,000 | 0.0% |
| Ekso Bionics Hldgs Inc | COM NEW | 282644202 | $29 | 12,393 | 0.0% |
| Vital Therapies Inc | COM | 92847R104 | $29 | 10,000 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $29 | 67,188 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $31 | 21,429 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $32 | 57,034 | 0.0% |