Q2 2017 Holdings
Filed 2017-08-14 | 2248 holdings | $11.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-09-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tesla Inc | NOTE 0.250% 3/0 | 88160RAB7 | $76 | $66,000 | 0.0% |
| Pluristem Therapeutics Inc | COM | 72940R102 | $77 | 61,200 | 0.0% |
| Impax Laboratories Inc | NOTE 2.000% 6/1 | 45256BAE1 | $78 | $92,000 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $79 | 12,082 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $83 | $83,000 | 0.0% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $84 | 10,390 | 0.0% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $84 | $62,000 | 0.0% |
| Trovagene Inc | COM NEW | 897238309 | $84 | 65,600 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $84 | 32,775 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $84 | 61,900 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $85 | 10,197 | 0.0% |
| Libbey Inc | COM | 529898108 | $85 | 10,456 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $86 | $83,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $86 | $80,000 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $87 | 11,021 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $88 | 10,206 | 0.0% |
| Boeing Co(BA)Call | COM | 097023105 | $88 | 7,900 | 0.0% |
| North European Oil RTY TR(NRT) | SH BEN INT | 659310106 | $90 | 13,303 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $91 | 66,139 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $91 | $93,000 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $91 | 10,130 | 0.0% |
| Alphabet Inc(GOOGL)Call | CAP STK CL A | 02079K305 | $91 | 4,800 | 0.0% |
| Advanced Emissions Soluts in(ARQ) | COM | 00770C101 | $92 | 10,000 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $93 | 177,966 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $94 | $174,000 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $95 | 215,000 | 0.0% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $95 | $79,000 | 0.0% |
| United Cmnty Finl Corp Ohio | COM | 909839102 | $95 | 11,480 | 0.0% |
| Joint Corp(JYNT) | COM | 47973J102 | $95 | 25,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $97 | 30,690 | 0.0% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $97 | $95,000 | 0.0% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $97 | $115,000 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.000%10/0 | 55608BAB1 | $97 | $97,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $98 | $102,000 | 0.0% |
| Westmoreland Coal Co | COM | 960878106 | $98 | 20,268 | 0.0% |
| Companhia de Saneamento Basi(SAJA) | SPONSORED ADR | 20441A102 | $98 | 10,033 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $99 | $86,000 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $100 | $96,000 | 0.0% |
| Pacific Biosciences Calif in(PACB) | COM | 69404D108 | $101 | 27,785 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $101 | 22,300 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $101 | $105,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $103 | $113,000 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $103 | 26,130 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $104 | 11,310 | 0.0% |
| B2gold Corp | NOTE 3.250%10/0 | 11777QAB6 | $105 | $99,000 | 0.0% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $107 | 30,000 | 0.0% |
| Etfis SER TR I | INFRAC ACT MLP | 26923G103 | $107 | 10,500 | 0.0% |
| Bristol Myers Squibb Co(BMY)Put | COM | 110122108 | $108 | 83,000 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $111 | 104,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $111 | $99,000 | 0.0% |