Q3 2017 Holdings
Filed 2017-10-24 | 195 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $206 | $127,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $250 | $250,000 | 0.0% |
| BlackRock Munihldgs NY Qlty | COM | 09255C106 | $269 | 19,700 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $308 | 24,087 | 0.0% |
| REX Energy Corporation | COM NEW | 761565506 | $387 | 143,468 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $405 | $580,000 | 0.0% |
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $430 | $465,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $471 | $452,000 | 0.0% |
| Comstock RES Inc(CRK) | COM | 205768302 | $480 | 78,894 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $486 | $500,000 | 0.0% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $491 | $418,000 | 0.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $516 | $482,000 | 0.0% |
| Marriott Vacations Wrldwde C | NOTE 1.500% 9/1 | 57164YAA5 | $523 | $500,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $546 | $475,000 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $557 | $360,000 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $569 | $592,000 | 0.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $605 | $550,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $615 | $550,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $686 | $505,000 | 0.0% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $686 | 10,116 | 0.0% |
| Liberty Media Corp Delaware | DEB 2.250% 9/3 | 531229AE2 | $689 | $645,000 | 0.0% |
| Impax Laboratories Inc | NOTE 2.000% 6/1 | 45256BAE1 | $691 | $765,000 | 0.0% |
| Sunpower Corp | DBCV 0.875% 6/0 | 867652AJ8 | $725 | $910,000 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $738 | $647,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $780 | $425,000 | 0.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 8/1 | 53220KAD0 | $790 | $432,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $796 | $790,000 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $803 | $825,000 | 0.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $810 | $679,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $827 | $665,000 | 0.0% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $837 | $755,000 | 0.0% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $856 | $955,000 | 0.0% |
| Huntington Bancshares Inc | PFD CONV SER A | 446150401 | $864 | 600 | 0.0% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $951 | $675,000 | 0.0% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $981 | $710,000 | 0.0% |
| BlackRock Long-Term Muni ADV(BTA) | COM | 09250B103 | $991 | 81,807 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $995 | $720,000 | 0.0% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $1.0K | $830,000 | 0.0% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $1.0K | $275,000 | 0.0% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $1.1K | $810,000 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $1.1K | $880,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $1.1K | $1,095,000 | 0.0% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $1.2K | $1,315,000 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $1.2K | $1,180,000 | 0.0% |
| Fireeye Inc | NOTE 1.000% 6/0 | 31816QAB7 | $1.2K | $1,285,000 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $1.2K | $1,169,000 | 0.0% |
| Liberty Interactive LLC | DEB 1.750% 9/3 | 530610AD6 | $1.2K | $1,040,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $1.3K | $1,225,000 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $1.3K | 99,857 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $1.3K | $1,004,000 | 0.0% |