Q3 2017 Holdings
Filed 2017-10-24 | 195 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $1.4K | $1,420,000 | 0.1% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $1.5K | $1,332,000 | 0.1% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $1.5K | $1,500,000 | 0.1% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $1.6K | 303,705 | 0.1% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $1.7K | $1,535,000 | 0.1% |
| Eaton Vance MUN Income 2028(ETX) | SHS | 27829U105 | $1.7K | 82,787 | 0.1% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $1.7K | $360,000 | 0.1% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $1.8K | $1,498,000 | 0.1% |
| Baker Hughes A GE Co(BKR) | CL A | 05722G100 | $1.9K | 51,357 | 0.1% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $1.9K | 132,807 | 0.1% |
| Macquarie Infrastructure COR | NOTE 2.000%10/0 | 55608BAB1 | $2.0K | $2,040,000 | 0.1% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $2.1K | $1,595,000 | 0.1% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $2.5K | 347,524 | 0.1% |
| Nuveen Maryland QLT MUN Inc | COM | 67061Q107 | $2.6K | 200,000 | 0.1% |
| BlackRock FLA MUN 2020 Term(BFO) | COM SHS | 09250M109 | $2.8K | 187,485 | 0.1% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $3.2K | $2,800,000 | 0.1% |
| Delaware Invt NAT Muni Inc F(VFL) | SH BEN INT | 24610T108 | $3.5K | 256,199 | 0.1% |
| Petroquest Energy Inc | COM NEW | 716748306 | $3.5K | 1,527,557 | 0.1% |
| BlackRock MUN 2030 TAR Term(BTT) | COM SHS BEN IN | 09257P105 | $3.8K | 167,704 | 0.1% |
| Nuveen Michigan QLT MUN Inc | COM | 670979103 | $4.1K | 300,000 | 0.2% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $4.4K | $4,224,000 | 0.2% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $4.5K | $4,420,000 | 0.2% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $4.7K | $4,697,000 | 0.2% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $6.2K | 53,105 | 0.2% |
| Spdr Series Trust(HYMB) | NUV HGHYLD MUN | 78464A284 | $6.2K | 108,515 | 0.2% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $6.2K | 430,001 | 0.2% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $6.2K | 481,489 | 0.2% |
| BlackRock Muniyld Mich Qlty(MIY) | COM | 09254V105 | $6.3K | 451,928 | 0.2% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $7.5K | $6,483,000 | 0.3% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $7.5K | 117,700 | 0.3% |
| Vaneck Vectors ETF TR | HIGH YLD MUN ETF | 92189F361 | $7.6K | 241,386 | 0.3% |
| Nuveen Pennsylvania QLT MUN(NQP) | COM | 670972108 | $7.6K | 563,000 | 0.3% |
| Ishares Gold Trust(IAUUSD) | ISHARES | 464285105 | $7.7K | 627,900 | 0.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $7.8K | $2,500,000 | 0.3% |
| Arconic Inc | 5.375% PFD B 1 | 03965L308 | $7.9K | 203,178 | 0.3% |
| Delaware INV MN MUN Inc FD I | COM | 24610V103 | $8.0K | 564,399 | 0.3% |
| Nuveen New York AMT QLT Muni(NRK) | COM | 670656107 | $8.6K | 648,590 | 0.3% |
| Halliburton Co(HAL) | COM | 406216101 | $8.6K | 186,718 | 0.3% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $8.7K | 131,590 | 0.3% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $10.4K | $14,049,000 | 0.4% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $10.8K | $5,850,000 | 0.4% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $11.3K | 800,000 | 0.4% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $11.6K | $10,948,000 | 0.4% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $12.7K | $11,154,000 | 0.5% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $13.3K | $7,445,000 | 0.5% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $14.0K | $18,020,000 | 0.5% |
| Putnam MUN Opportunities TR(PMO) | SH BEN INT | 746922103 | $15.6K | 1,234,990 | 0.6% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $16.4K | $11,507,000 | 0.6% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $16.4K | 15,465 | 0.6% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $16.6K | $17,160,000 | 0.6% |