Q3 2017 Holdings
Filed 2017-10-31 | 434 holdings | $103.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $935 | $704,000 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $938 | 74,835 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $938 | 3,955 | 0.0% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $938 | $1,000,000 | 0.0% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $984 | 67,297 | 0.0% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $1.0K | 20,000 | 0.0% |
| Wells Fargo Co New(WFC) | COM | 949746101 | $1.0K | 18,850 | 0.0% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $1.0K | 31,440 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.1K | $1,173,000 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.1K | 1,102 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $1.1K | $1,014,000 | 0.0% |
| Bard C R Inc(BCRUSD) | COM | 067383109 | $1.1K | 3,382 | 0.0% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $1.1K | $1,200,000 | 0.0% |
| Centerpoint Energy Inc(CNP) | COM | 15189T107 | $1.1K | 38,875 | 0.0% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $1.1K | $1,331,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $1.1K | $1,058,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $1.2K | $1,476,000 | 0.0% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $1.2K | $1,000,000 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $1.2K | $950,000 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $1.2K | $969,000 | 0.0% |
| Kinder Morgan Inc del | PFD SER A | 49456B200 | $1.2K | 29,093 | 0.0% |
| Electronic Arts Inc(EA) | COM | 285512109 | $1.3K | 10,800 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $1.3K | 14,000 | 0.0% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $1.3K | 25,000 | 0.0% |
| Stericycle Inc | DEP PFD A 1/10 | 858912207 | $1.4K | 24,195 | 0.0% |
| UMH Pptys Inc(UMH) | COM | 903002103 | $1.4K | 92,925 | 0.0% |
| Schein Henry Inc(HSIC) | COM | 806407102 | $1.5K | 17,880 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $1.5K | $2,120,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $1.5K | $1,150,000 | 0.0% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $1.5K | $1,800,000 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $1.5K | $1,500,000 | 0.0% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $1.5K | 100,000 | 0.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $1.5K | $1,300,000 | 0.0% |
| TCP Cap Corp | NOTE 4.625% 3/0 | 87238QAD5 | $1.6K | $1,500,000 | 0.0% |
| Alere Inc | PFD CNV SER B | 01449J204 | $1.6K | 3,950 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $1.6K | $1,424,000 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $1.6K | $1,500,000 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $1.7K | $1,379,000 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $1.7K | 44,058 | 0.0% |
| Wabtec Corp(WAB) | COM | 929740108 | $1.7K | 22,605 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $1.7K | 6,025 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $1.7K | 33,625 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $1.8K | $1,966,000 | 0.0% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $1.8K | 93,504 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $1.8K | $1,685,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $1.8K | $1,500,000 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $1.8K | $1,727,000 | 0.0% |
| PPL Corp(PPL) | COM | 69351T106 | $1.8K | 48,569 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $1.9K | $2,008,000 | 0.0% |
| Yandex NV | NOTE 1.125%12/1 | 98474TAB3 | $2.0K | $1,958,000 | 0.0% |