Q3 2017 Holdings
Filed 2017-10-31 | 434 holdings | $103.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $2.0K | 17,520 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $2.0K | $2,000,000 | 0.0% |
| Navient Corporation(NAVI) | COM | 63938C108 | $2.0K | 135,400 | 0.0% |
| RED HAT Inc | COM | 756577102 | $2.0K | 18,400 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $2.1K | $1,981,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $2.1K | $2,000,000 | 0.0% |
| Vodafone Group PLC New(VOD) | SPONSORED ADR | 92857W308 | $2.1K | 74,817 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $2.1K | $2,080,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $2.2K | $2,220,000 | 0.0% |
| Monmouth Real Estate Invt Co | CL A | 609720107 | $2.2K | 134,040 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $2.2K | $2,255,000 | 0.0% |
| Allete Inc(AEBA) | COM NEW | 018522300 | $2.2K | 29,000 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $2.3K | 86,546 | 0.0% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $2.3K | $1,736,000 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $2.3K | 197,650 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $2.3K | $492,000 | 0.0% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $2.4K | $2,000,000 | 0.0% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $2.4K | $2,350,000 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $2.4K | $2,500,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $2.4K | $275,000 | 0.0% |
| KKR & Co L P del | COM UNITS | 48248M102 | $2.5K | 120,798 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $2.5K | $2,080,000 | 0.0% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $2.5K | $3,371,000 | 0.0% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $2.5K | 36,850 | 0.0% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $2.5K | $2,500,000 | 0.0% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $2.5K | 51,100 | 0.0% |
| Procter and Gamble Co(PG) | COM | 742718109 | $2.6K | 28,290 | 0.0% |
| SM Energy Co | NOTE 1.500% 7/0 | 78454LAM2 | $2.6K | $2,734,000 | 0.0% |
| B & G Foods Inc New(BGS) | COM | 05508R106 | $2.6K | 81,115 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $2.6K | $2,629,000 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $2.6K | 29,225 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $2.6K | $2,300,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $2.6K | $2,492,000 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $2.6K | $1,645,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $2.7K | $2,493,000 | 0.0% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $2.7K | $2,036,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $2.7K | $3,231,000 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $2.8K | $2,878,000 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $2.8K | $2,200,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $2.8K | $2,633,000 | 0.0% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $2.9K | $2,809,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $2.9K | $2,986,000 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $3.0K | $3,000,000 | 0.0% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $3.0K | 58,050 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $3.0K | $2,277,000 | 0.0% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $3.0K | $3,000,000 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $3.0K | 55,000 | 0.0% |
| Incyte Corp | NOTE 1.250%11/1 | 45337CAN2 | $3.1K | $1,321,000 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $3.1K | $2,500,000 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $3.1K | $1,987,000 | 0.0% |