Q3 2017 Holdings
Filed 2017-10-31 | 434 holdings | $103.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $3.1K | $2,650,000 | 0.0% |
| Tiffany & Co New(TIFEUR) | COM | 886547108 | $3.1K | 33,630 | 0.0% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $3.1K | $3,287,000 | 0.0% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $3.1K | $2,561,000 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $3.1K | $3,000,000 | 0.0% |
| Alon USA Energy Inc | NOTE 3.000% 9/1 | 020520AB8 | $3.1K | $2,793,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $3.2K | $3,012,000 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $3.2K | $3,000,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $3.2K | $3,046,000 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $3.2K | 90,303 | 0.0% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $3.3K | $3,500,000 | 0.0% |
| Berkshire Hathaway Inc del(BRK/A) | CL A | 084670108 | $3.3K | 12 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $3.3K | 40,560 | 0.0% |
| DR Pepper Snapple Group Inc | COM | 26138E109 | $3.3K | 37,648 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $3.4K | $2,000,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $3.4K | $3,358,000 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $3.4K | $3,000,000 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $3.4K | 207,345 | 0.0% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $3.4K | 30,000 | 0.0% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $3.5K | $3,500,000 | 0.0% |
| Roper Technologies Inc(ROP) | COM | 776696106 | $3.5K | 14,478 | 0.0% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $3.5K | $3,750,000 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $3.6K | 100,100 | 0.0% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $3.6K | 3,400 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $3.6K | $3,775,000 | 0.0% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $3.7K | $3,000,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $3.7K | $3,242,000 | 0.0% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $3.7K | 58,834 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $3.7K | $3,300,000 | 0.0% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $3.8K | $3,500,000 | 0.0% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $3.8K | $2,210,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $3.8K | $3,189,000 | 0.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $3.8K | $3,600,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $3.9K | $3,876,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $3.9K | $3,400,000 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $3.9K | 99,875 | 0.0% |
| Genesco Inc(GCO) | COM | 371532102 | $3.9K | 147,118 | 0.0% |
| Colony Northstar Inc | CL A COM | 19625W104 | $4.0K | 318,783 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $4.0K | 40,655 | 0.0% |
| Cedar Fair L P | DEPOSITRY UNIT | 150185106 | $4.0K | 62,970 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $4.1K | 38,983 | 0.0% |
| Lazard LTD(LAZ) | SHS A | G54050102 | $4.1K | 91,126 | 0.0% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $4.2K | $3,674,000 | 0.0% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $4.3K | 27,521 | 0.0% |
| Chevron Corp New(CVX) | COM | 166764100 | $4.3K | 36,875 | 0.0% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $4.4K | $4,385,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $4.5K | $4,500,000 | 0.0% |
| IGI Laboratories Inc | NOTE 3.750%12/1 | 449575AB5 | $4.5K | $4,722,000 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $4.6K | $1,125,000 | 0.0% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $4.8K | $4,619,000 | 0.0% |