Q3 2017 Holdings
Filed 2017-11-09 | 1290 holdings | $211.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $4 | 35,000 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $8 | 10,000 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $9 | 33,000 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $11 | 17,938 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $12 | 20,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $17 | 10,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $18 | 15,580 | 0.0% |
| Neonode Inc | COM NEW | 64051M402 | $19 | 15,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $20 | 10,000 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $21 | 29,560 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $22 | 10,700 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $24 | 15,204 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $24 | 10,400 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $29 | 26,000 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $30 | 11,100 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $39 | 13,527 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $41 | 11,118 | 0.0% |
| CUI Global Inc | COM NEW | 126576206 | $42 | 11,264 | 0.0% |
| Verastem Inc | COM | 92337C104 | $48 | 10,119 | 0.0% |
| Gerdau S A(GGB) | SPON ADR REP PFD | 373737105 | $48 | 14,000 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $48 | 25,500 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $51 | 15,188 | 0.0% |
| Chinacache Intl Hldg LTD(CCIHY) | SPONSORED ADR | 16950M107 | $51 | 59,737 | 0.0% |
| Penney J C Inc | COM | 708160106 | $52 | 13,600 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $52 | 16,000 | 0.0% |
| Xunlei LTD(XNET) | SPONSORED ADR | 98419E108 | $60 | 14,000 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM | 890260409 | $62 | 13,500 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $68 | 15,761 | 0.0% |
| RMG Networks Hldg Corp | COM NEW | 74966K300 | $70 | 32,624 | 0.0% |
| Seaspan Corp | SHS | Y75638109 | $71 | 10,000 | 0.0% |
| Ovascience Inc | COM | 69014Q101 | $72 | 51,316 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $75 | 17,600 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $83 | 12,160 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $86 | 14,000 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD) | COM UNIT | 09625U109 | $86 | 15,000 | 0.0% |
| Bank Amer Corp | *W EXP 10/28/201 | 060505153 | $87 | 110,700 | 0.0% |
| Allot Communications LTD(ALLT) | SHS | M0854Q105 | $87 | 16,100 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $90 | 11,197 | 0.0% |
| Duff & Phelps Slct Engy MLP | COM | 26433F108 | $92 | 14,292 | 0.0% |
| ATA Inc(AACG) | SPONS ADR | 00211V106 | $93 | 19,105 | 0.0% |
| Kindred Healthcare Inc | COM | 494580103 | $99 | 14,500 | 0.0% |
| Axovant Sciences LTD | COM | G0750W104 | $101 | 14,729 | 0.0% |
| Atwood Oceanics Inc | COM | 050095108 | $103 | 10,990 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $106 | 17,480 | 0.0% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $108 | 12,600 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $111 | 13,346 | 0.0% |
| Sunpower Corp(SPWRQ) | COM | 867652406 | $112 | 15,300 | 0.0% |
| Audiocodes LTD(AUDC) | ORD | M15342104 | $114 | 15,900 | 0.0% |
| Newlink Genetics Corp | COM | 651511107 | $114 | 11,200 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $115 | 14,841 | 0.0% |