Q3 2017 Holdings
Filed 2017-11-13 | 289 holdings | $90.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TRPut | PUT | 78462F953 | $0 | 10,000 | 0.0% |
| Alimera Sciences Inc | COM | 016259103 | $14 | 10,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $39 | 11,500 | 0.0% |
| Aralez Pharmaceuticals Inc | COM | 03852X100 | $41 | 17,987 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $43 | 17,735 | 0.0% |
| S&W Seed Co | COM | 785135104 | $46 | 14,500 | 0.0% |
| Penney J C Inc | COM | 708160106 | $50 | 13,000 | 0.0% |
| Pedevco Corp(PED) | COM PAR | 70532Y303 | $58 | 97,703 | 0.0% |
| Magal Security SYS LTD | ORD | M6786D104 | $69 | 14,335 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $74 | 21,200 | 0.0% |
| Nuveen PFD & Incm Opportnys(JPC) | COM | 67073B106 | $106 | $10,000 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $116 | 17,000 | 0.0% |
| Atlantic Amern Corp(AAME) | COM | 048209100 | $117 | 36,050 | 0.0% |
| Perma Pipe Intl Hldgs Inc(PPIH) | COM | 714167103 | $124 | 14,591 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $125 | $12,450 | 0.0% |
| Forum Merger Corp | UNIT 06/01/2024 | 34985B202 | $128 | 12,500 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $130 | $15,300 | 0.0% |
| Pandora Media Inc | COM | 698354107 | $135 | 17,500 | 0.0% |
| Astronova Inc(ALOT) | COM | 04638F108 | $141 | 10,879 | 0.0% |
| Colony Northstar Inc | CL A COM | 19625W104 | $147 | 11,700 | 0.0% |
| Aberdeen Global Income FD in(FCO) | COM | 003013109 | $158 | $17,700 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $174 | $17,000 | 0.0% |
| RTI Surgical Inc | COM | 74975N105 | $175 | 38,500 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $177 | $34,300 | 0.0% |
| Frequency Electrs Inc(FEIM) | COM | 358010106 | $185 | 19,397 | 0.0% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $186 | 10,050 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $192 | 110,500 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $196 | 164,950 | 0.0% |
| Koninklijke Philips N V(PHG) | NY REG SH NEW | 500472303 | $208 | 5,041 | 0.0% |
| Salisbury Bancorp Inc | COM | 795226109 | $209 | 4,500 | 0.0% |
| Skyworks Solutions Inc(SWKS) | COM | 83088M102 | $214 | 2,100 | 0.0% |
| Kellogg Co(KEL) | COM | 487836108 | $215 | 3,447 | 0.0% |
| Martin Marietta Matls Inc(MLM) | COM | 573284106 | $217 | 1,050 | 0.0% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $218 | $4,400 | 0.0% |
| Realty Income Corp(O) | COM | 756109104 | $223 | 3,900 | 0.0% |
| Knowles Corp(KN) | COM | 49926D109 | $232 | 15,200 | 0.0% |
| Western Asst MN PRT FD Inc | COM | 95766P108 | $233 | $15,037 | 0.0% |
| Manhattan Bridge Capital Inc(LOAN) | COM | 562803106 | $234 | 40,025 | 0.0% |
| JBG Smith Pptys(JBGS) | COM | 46590V100 | $236 | 6,913 | 0.0% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $236 | 19,708 | 0.0% |
| Altria Group Inc(MO) | COM | 02209S103 | $238 | 3,750 | 0.0% |
| Invesco TR Invt Grade NY MUN(VTN) | COM | 46131T101 | $244 | $17,800 | 0.0% |
| Stoneridge Inc(SRI) | COM | 86183P102 | $248 | 12,500 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $255 | $18,900 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $257 | $28,385 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $266 | 1,827 | 0.0% |
| Regeneron Pharmaceuticals(REGN) | COM | 75886F107 | $268 | 600 | 0.0% |
| Chicago Bridge & Iron Co N V | COM | 167250109 | $269 | 16,000 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $270 | 5,600 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $271 | 5,881 | 0.0% |