Q3 2017 Holdings
Filed 2017-11-13 | 145 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $141.0K | $45,250,000 | 13.9% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $86.9K | $23,204,000 | 8.6% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $72.7K | $39,500,000 | 7.2% |
| Zogenix IncPut | COM NEW | 98978L204 | $62.7K | 1,790,200 | 6.2% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $58.2K | $39,500,000 | 5.7% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $56.3K | $39,500,000 | 5.5% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $48.4K | $40,000,000 | 4.8% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $43.4K | $25,000,000 | 4.3% |
| Overstock COM Inc del(BBBY)Call | COM | 690370101 | $40.7K | 1,369,000 | 4.0% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $39.0K | 345,300 | 3.8% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $38.4K | $29,500,000 | 3.8% |
| PTC Therapeutics Inc(PTCT)Put | COM | 69366J200 | $34.7K | 1,735,300 | 3.4% |
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $25.5K | 400,000 | 2.5% |
| Overstock COM Inc del(BBBY)Put | COM | 690370101 | $20.6K | 691,700 | 2.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $19.8K | $16,500,000 | 1.9% |
| NXP Semiconductors N V(NXPI)Put | COM | N6596X109 | $18.7K | 165,600 | 1.8% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $18.2K | $9,233,000 | 1.8% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $17.4K | $16,000,000 | 1.7% |
| Intel Corp(INTC)Put | COM | 458140100 | $15.2K | 400,000 | 1.5% |
| PTC Therapeutics Inc(PTCT) | COM | 69366J200 | $12.3K | 612,543 | 1.2% |
| Insmed Inc(INSM)Put | COM PAR $.01 | 457669307 | $11.8K | 376,700 | 1.2% |
| Axovant Sciences LTDCall | COM | G0750W104 | $10.1K | 1,475,200 | 1.0% |
| Immunomedics Inc(IMMU)Call | COM | 452907108 | $10.1K | 720,300 | 1.0% |
| ANI Pharmaceuticals Inc(ANIP)Put | COM | 00182C103 | $9.6K | 182,500 | 0.9% |
| Immunomedics Inc(IMMU)Put | COM | 452907108 | $8.7K | 621,800 | 0.9% |
| Insmed Inc(INSM) | COM PAR $.01 | 457669307 | $7.5K | 240,600 | 0.7% |
| Insmed Inc(INSM)Call | COM PAR $.01 | 457669307 | $6.6K | 213,000 | 0.7% |
| Neurocrine Biosciences Inc(NBIX) | COM | 64125C109 | $6.4K | 103,800 | 0.6% |
| Lannet IncPut | COM | 516012101 | $6.3K | 339,300 | 0.6% |
| Invacare CorpPut | COM | 461203101 | $5.2K | 333,300 | 0.5% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $5.1K | 75,000 | 0.5% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $5.0K | $5,000,000 | 0.5% |
| Zogenix IncCall | COM NEW | 98978L204 | $4.7K | 134,000 | 0.5% |
| Vector Group LTD(VGREUR)Put | COM | 92240M108 | $4.1K | 200,000 | 0.4% |
| Dermira Inc(DERMEUR)Put | COM | 24983L104 | $3.2K | 120,100 | 0.3% |
| Fibrogen Inc(FGENEUR)Call | COM | 31572Q808 | $3.1K | 57,000 | 0.3% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $2.5K | 142,300 | 0.2% |
| DBV Technologies S ACall | SPONSORED ADR | 23306J101 | $2.3K | 53,400 | 0.2% |
| Overstock COM Inc del(BBBY) | COM | 690370101 | $2.0K | 67,670 | 0.2% |
| Finisar Corp(FNSR) | COM NEW | 31787A507 | $1.8K | 83,400 | 0.2% |
| Lipocine Inc NewPut | COM | 53630X104 | $1.6K | 410,000 | 0.2% |
| Lipocine Inc New | COM | 53630X104 | $1.6K | 401,295 | 0.2% |
| Teva Pharmaceutical Inds LTD(TEVA) | SPONSORED ADR | 881624209 | $1.5K | 83,900 | 0.1% |
| Versartis IncCall | COM | 92529L102 | $1.4K | 567,300 | 0.1% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $1.3K | 158,900 | 0.1% |
| Time Warner Inc | COM NEW | 887317303 | $1.0K | 10,000 | 0.1% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $1.0K | 19,000 | 0.1% |
| Straight Path Communicatns I | CL B | 862578101 | $813 | 4,500 | 0.1% |
| Nabors Industries LTD(NBR)Put | SHS | G6359F103 | $807 | 100,000 | 0.1% |
| Bard C R Inc(BCRUSD) | COM | 067383109 | $801 | 2,500 | 0.1% |