Q4 2017 Holdings
Filed 2018-02-08 | 781 holdings | $23.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $0 | 1,000 | 0.0% |
| Chubb Limited(CB)Put | COM | H1467J104 | $1 | 200 | 0.0% |
| AT&T Inc(T)Put | COM | 00206R102 | $1 | 3,200 | 0.0% |
| Bristol Myers Squibb Co(BMY)Put | COM | 110122108 | $1 | 2,000 | 0.0% |
| Ford MTR Co del(F)Call | COM PAR $0.01 | 345370860 | $2 | 2,000 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $5 | 13,075 | 0.0% |
| Cbre Group Inc(CBRE)Put | CL A | 12504L109 | $6 | 7,000 | 0.0% |
| Biocept Inc | COM NEW | 09072V204 | $8 | 10,750 | 0.0% |
| Nvidia Corp(NVDA)Put | COM | 67066G104 | $11 | 1,100 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $13 | 13,000 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $16 | 1,300 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $16 | 12,130 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $18 | 16,412 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $19 | 10,000 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $20 | 15,202 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $21 | 10,050 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $30 | 11,000 | 0.0% |
| Harmony Gold MNG LTD(HAM) | SPONSORED ADR | 413216300 | $32 | 17,000 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $34 | 94,020 | 0.0% |
| Penney J C Inc | COM | 708160106 | $35 | 10,846 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $45 | 14,000 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $49 | 12,420 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $50 | 11,566 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $50 | 10,000 | 0.0% |
| Ballard PWR SYS Inc New(BLDP) | COM | 058586108 | $52 | 12,540 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $59 | 13,550 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $60 | 10,447 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $62 | 10,872 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $62 | 15,000 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $64 | 15,100 | 0.0% |
| Aberdeen Australia Eqty FD I | COM | 003011103 | $66 | 10,420 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $72 | 65,606 | 0.0% |
| Evolving SYS Inc(EVOL) | COM NEW | 30049R209 | $75 | 16,000 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $76 | 13,820 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $84 | $82,000 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $85 | 30,115 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $94 | 34,600 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $95 | 14,500 | 0.0% |
| Nuveen All Cap ENE MLP Oppo | COM | 67075E108 | $100 | 11,691 | 0.0% |
| Ultra Petroleum Corp | COM NEW | 903914208 | $103 | 11,268 | 0.0% |
| Genworth Finl Inc(GNW) | COM CL A | 37247D106 | $105 | 34,382 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $107 | 14,402 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $107 | 20,155 | 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $108 | 35,270 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $121 | 13,021 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $122 | 18,525 | 0.0% |
| American Outdoor Brands Corp(AOBCEUR) | COM | 02874P103 | $136 | 10,753 | 0.0% |
| Barclays BK PLC | IPSP CROIL ETN | 06738C786 | $136 | 20,675 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $139 | 11,176 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $141 | 10,441 | 0.0% |