Q4 2017 Holdings
Filed 2018-02-09 | 433 holdings | $110.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Williams COS Inc del(WMB) | COM | 969457100 | $457 | 15,000 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $461 | 1,810 | 0.0% |
| JD COM Inc(JD) | SPON ADR CL A | 47215P106 | $471 | 11,360 | 0.0% |
| Aflac Inc(AFL) | COM | 001055102 | $474 | 5,400 | 0.0% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $477 | $1,000,000 | 0.0% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $498 | $500,000 | 0.0% |
| Affiliated Managers Group(AMG) | COM | 008252108 | $522 | 2,544 | 0.0% |
| FCB Finl Hldgs Inc | CL A | 30255G103 | $528 | 10,400 | 0.0% |
| Pepsico Inc(PEP) | COM | 713448108 | $528 | 4,404 | 0.0% |
| Cardtronics PLC | SHS CL A | G1991C105 | $528 | 28,500 | 0.0% |
| SAN Juan Basin RTY TR(SJT) | UNIT BEN INT | 798241105 | $531 | 64,500 | 0.0% |
| Sina Corp | ORD | G81477104 | $547 | 5,450 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $557 | $423,000 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2019 | 65339F820 | $603 | 10,585 | 0.0% |
| Aerie Pharmaceuticals Inc(AERIEUR) | COM | 00771V108 | $603 | 10,100 | 0.0% |
| RTW Hldgs Inc | NOTE 5.625%11/1 | 749772AB5 | $610 | $600,000 | 0.0% |
| Martin Marietta Matls Inc(MLM) | COM | 573284106 | $613 | 2,775 | 0.0% |
| RH(RH) | COM | 74967X103 | $625 | 7,250 | 0.0% |
| International Business Machs(IBM) | COM | 459200101 | $640 | 4,173 | 0.0% |
| Allegion PUB LTD Co(ALLE) | ORD SHS | G0176J109 | $652 | 8,191 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $653 | 8,770 | 0.0% |
| Newell Brands Inc(NWL) | COM | 651229106 | $660 | 21,350 | 0.0% |
| AIR Prods & Chems Inc(APD) | COM | 009158106 | $660 | 4,020 | 0.0% |
| Gilead Sciences Inc(GILD) | COM | 375558103 | $662 | 9,235 | 0.0% |
| Activision Blizzard Inc(ATVIEUR) | COM | 00507V109 | $662 | 10,460 | 0.0% |
| Spdr Series Trust(CWB) | BLMBRG BRC CNVRT | 78464A359 | $670 | 13,250 | 0.0% |
| Dominion Energy Inc(D) | COM | 25746U109 | $677 | 8,355 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $679 | $500,000 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $711 | $794,000 | 0.0% |
| Intuit(INTU) | COM | 461202103 | $719 | 4,555 | 0.0% |
| UMH Pptys Inc(UMH) | COM | 903002103 | $745 | 50,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $772 | $750,000 | 0.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $775 | 11,500 | 0.0% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $778 | 24,290 | 0.0% |
| American Eqty Invt Life HLD(AELUSD) | COM | 025676206 | $783 | 25,487 | 0.0% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $808 | 6,750 | 0.0% |
| Andeavor | COM | 03349M105 | $813 | 7,110 | 0.0% |
| Unilever N V(UNUSD) | N Y SHS NEW | 904784709 | $814 | 14,445 | 0.0% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $815 | 67,297 | 0.0% |
| Celgene Corp(CELG) | COM | 151020104 | $822 | 7,875 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $828 | 19,990 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $852 | $743,000 | 0.0% |
| Allergan PLC | SHS | G0177J108 | $919 | 5,621 | 0.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $919 | $704,000 | 0.0% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $924 | $300,000 | 0.0% |
| Hess Corp(HES)Put | COM | 42809H107 | $949 | 20,000 | 0.0% |
| Fiserv Inc(FISV) | COM | 337738108 | $954 | 7,279 | 0.0% |
| Evolent Health Inc | NOTE 2.000%12/0 | 30050BAB7 | $955 | $1,000,000 | 0.0% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $968 | 93,504 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $978 | $192,000 | 0.0% |