Q4 2017 Holdings
Filed 2018-02-09 | 433 holdings | $110.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.0K | $1,173,000 | 0.0% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $1.0K | 20,000 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $1.0K | 5,486 | 0.0% |
| Centerpoint Energy Inc(CNP) | COM | 15189T107 | $1.1K | 37,450 | 0.0% |
| Kinder Morgan Inc del | PFD SER A | 49456B200 | $1.1K | 29,093 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $1.1K | 12,931 | 0.0% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $1.1K | $1,200,000 | 0.0% |
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $1.1K | $1,000,000 | 0.0% |
| Electronic Arts Inc(EA) | COM | 285512109 | $1.1K | 10,800 | 0.0% |
| Orion Engineered Carbons S A(OEC) | COM | L72967109 | $1.2K | 44,940 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.2K | 1,112 | 0.0% |
| Schein Henry Inc(HSIC) | COM | 806407102 | $1.2K | 16,840 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $1.2K | $1,476,000 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $1.2K | $950,000 | 0.0% |
| Sucampo Pharmaceuticals Inc | NOTE 3.250%12/1 | 864909AB2 | $1.2K | $1,000,000 | 0.0% |
| Flexion Therapeutics IncPut | COM | 33938J106 | $1.3K | 50,000 | 0.0% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $1.3K | $1,250,000 | 0.0% |
| Stericycle Inc | DEP PFD A 1/10 | 858912207 | $1.3K | 24,195 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $1.3K | $969,000 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $1.4K | 14,000 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $1.4K | $1,000,000 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $1.5K | $2,120,000 | 0.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $1.5K | $1,300,000 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $1.5K | $1,500,000 | 0.0% |
| TCP Cap Corp | NOTE 4.625% 3/0 | 87238QAD5 | $1.5K | $1,500,000 | 0.0% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $1.5K | $1,800,000 | 0.0% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $1.6K | 25,000 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $1.6K | $1,200,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $1.7K | $1,500,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $1.7K | $175,000 | 0.0% |
| Navient Corporation(NAVI) | COM | 63938C108 | $1.7K | 129,800 | 0.0% |
| Macquarie Infrastructure COR | COM | 55608B105 | $1.7K | 27,000 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $1.7K | $1,500,000 | 0.0% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $1.7K | $1,335,000 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $1.8K | 44,408 | 0.0% |
| Cedar Fair L P | DEPOSITRY UNIT | 150185106 | $1.8K | 28,165 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $1.8K | 6,025 | 0.0% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $1.9K | 100,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $1.9K | $2,000,000 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $2.0K | $1,981,000 | 0.0% |
| Symantec Corp | COM | 871503108 | $2.0K | 71,303 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $2.0K | 131,980 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $2.0K | 178,200 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $2.1K | 17,520 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $2.1K | 33,025 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $2.1K | $2,000,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $2.1K | $2,250,000 | 0.0% |
| Allete Inc(AEBA) | COM NEW | 018522300 | $2.2K | 29,000 | 0.0% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $2.2K | $1,733,000 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $2.2K | $2,500,000 | 0.0% |