Q4 2017 Holdings
Filed 2018-02-09 | 433 holdings | $110.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $2.2K | $2,220,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $2.2K | $2,255,000 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $2.3K | 86,546 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $2.3K | $2,000,000 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $2.3K | $2,227,000 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $2.3K | $2,200,000 | 0.0% |
| Vodafone Group PLC New(VOD) | SPONSORED ADR | 92857W308 | $2.4K | 73,733 | 0.0% |
| Procter and Gamble Co(PG) | COM | 742718109 | $2.4K | 26,423 | 0.0% |
| Monmouth Real Estate Invt Co | CL A | 609720107 | $2.4K | 136,840 | 0.0% |
| Incyte Corp | NOTE 1.250%11/1 | 45337CAN2 | $2.5K | $1,321,000 | 0.0% |
| KKR & Co L P del | COM UNITS | 48248M102 | $2.5K | 120,798 | 0.0% |
| Black Knight Inc(BKIEUR) | COM | 09215C105 | $2.5K | 57,746 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $2.6K | $1,880,000 | 0.0% |
| Proofpoint Inc(PFPT) | COM | 743424103 | $2.6K | 29,800 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $2.7K | $2,080,000 | 0.0% |
| SM Energy Co | NOTE 1.500% 7/0 | 78454LAM2 | $2.7K | $2,734,000 | 0.0% |
| Yandex NV | NOTE 1.125%12/1 | 98474TAB3 | $2.7K | $2,708,000 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $2.7K | $2,300,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $2.7K | $2,493,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $2.7K | $2,487,000 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $2.8K | $3,000,000 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $2.8K | $2,878,000 | 0.0% |
| B & G Foods Inc New(BGS) | COM | 05508R106 | $2.8K | 80,350 | 0.0% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $2.8K | $3,000,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $2.9K | $2,634,000 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $2.9K | $2,500,000 | 0.0% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $2.9K | 20,000 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $2.9K | $1,645,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $2.9K | $2,986,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $2.9K | $3,231,000 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $2.9K | $2,272,000 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $3.0K | $3,000,000 | 0.0% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $3.0K | $2,561,000 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $3.1K | 29,225 | 0.0% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $3.1K | $3,059,000 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $3.1K | 55,000 | 0.0% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $3.1K | $3,000,000 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM)Put | COM | 75508B104 | $3.2K | 155,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $3.2K | $3,100,000 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $3.2K | $3,000,000 | 0.0% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $3.2K | $2,036,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $3.2K | $2,633,000 | 0.0% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $3.3K | $3,871,000 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $3.3K | 207,345 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $3.3K | $1,987,000 | 0.0% |
| Colony Northstar Inc | CL A COM | 19625W104 | $3.3K | 288,322 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $3.3K | $3,000,000 | 0.0% |
| Tiffany & Co New(TIFEUR) | COM | 886547108 | $3.3K | 32,180 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $3.4K | 92,953 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $3.4K | 40,585 | 0.0% |