Q4 2017 Holdings
Filed 2018-02-12 | 396 holdings | $17.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $10 | $10,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $12 | $13,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $17 | $17,000 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $17 | $17,000 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $19 | $10,000 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $23 | $23,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $24 | 13,630 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $28 | $26,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $28 | $27,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $31 | 15,965 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $34 | $34,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $34 | $34,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $36 | $36,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $36 | $36,000 | 0.0% |
| Blackhawk Network Hldgs Inc | NOTE 1.500% 1/1 | 09238EAB0 | $36 | $36,000 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $36 | $26,000 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $39 | $29,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $39 | $29,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $40 | $36,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $40 | $36,000 | 0.0% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $43 | $28,000 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $44 | $35,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $44 | $34,000 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $45 | $36,000 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $45 | $23,000 | 0.0% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $51 | $49,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $53 | $39,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $53 | $39,000 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $56 | $26,000 | 0.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $57 | $54,000 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $58 | $34,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $59 | $55,000 | 0.0% |
| Eclipse RES Corp | COM | 27890G100 | $60 | 25,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $62 | $36,000 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $65 | $39,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $65 | $39,000 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $69 | $23,000 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $74 | 14,150 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $77 | 14,513 | 0.0% |
| Danaher Corp del | DBCV 1/2 | 235851AF9 | $78 | $22,000 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $92 | 28,000 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $116 | 12,340 | 0.0% |
| BBX Cap Corp New(BBX1EUR) | CL A | 05491N104 | $122 | 15,337 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $125 | 10,245 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $138 | 11,568 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $148 | 14,597 | 0.0% |
| Peregrine Pharmaceuticals in | COM PAR | 713661502 | $149 | 38,299 | 0.0% |
| Hamilton Bancorp Inc MD | COM | 407015106 | $154 | 10,000 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $169 | 34,850 | 0.0% |
| Nuveen Maryland QLT MUN Inc | COM | 67061Q107 | $171 | 13,587 | 0.0% |