Q4 2017 Holdings
Filed 2018-02-12 | 127 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kansas City SouthernPut | COM NEW | 485170302 | $195.0K | 1,852,900 | 14.2% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $159.8K | $47,750,000 | 11.6% |
| Cognizant Technology Solutio(CTSH)Put | CL A | 192446102 | $88.6K | 1,247,500 | 6.4% |
| NXP Semiconductors N V(NXPI)Call | COM | N6596X109 | $66.7K | 569,600 | 4.8% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $62.6K | $39,500,000 | 4.5% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $62.0K | $46,000,000 | 4.5% |
| Pinnacle Foods Inc delPut | COM | 72348P104 | $60.5K | 1,016,500 | 4.4% |
| Tesaro Inc | NOTE 3.000%10/0 | 881569AA5 | $57.4K | $23,204,000 | 4.2% |
| Cognizant Technology Solutio(CTSH) | CL A | 192446102 | $51.6K | 726,740 | 3.7% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $49.7K | $40,000,000 | 3.6% |
| Infosys LTD(INFY)Put | SPONSORED ADR | 456788108 | $43.3K | 2,667,400 | 3.1% |
| Lannet IncPut | COM | 516012101 | $41.6K | 1,795,300 | 3.0% |
| Kansas City Southern | COM NEW | 485170302 | $31.5K | 299,125 | 2.3% |
| Pinnacle Foods Inc del | COM | 72348P104 | $29.2K | 491,817 | 2.1% |
| Immunomedics Inc(IMMU)Call | COM | 452907108 | $28.5K | 1,763,300 | 2.1% |
| Kronos Worldwide Inc(KRO)Put | COM | 50105F105 | $27.6K | 1,071,700 | 2.0% |
| Immunomedics Inc(IMMU)Put | COM | 452907108 | $23.7K | 1,468,300 | 1.7% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $22.0K | $10,000,000 | 1.6% |
| Sucampo Pharmaceuticals Inc | NOTE 3.250%12/1 | 864909AB2 | $21.4K | $17,500,000 | 1.6% |
| NXP Semiconductors N V(NXPI)Put | COM | N6596X109 | $19.5K | 167,000 | 1.4% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $18.6K | $15,000,000 | 1.3% |
| Intel Corp(INTC)Put | COM | 458140100 | $18.5K | 400,000 | 1.3% |
| Mallinckrodt PUB LTD CoPut | SHS | G5785G107 | $17.5K | 776,600 | 1.3% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $17.4K | $11,000,000 | 1.3% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $17.3K | $9,233,000 | 1.3% |
| Overstock COM Inc del(BBBY)Call | COM | 690370101 | $16.6K | 988,500 | 1.2% |
| ANI Pharmaceuticals Inc(ANIP)Put | COM | 00182C103 | $15.3K | 236,700 | 1.1% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $12.0K | $10,000,000 | 0.9% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $11.9K | $10,250,000 | 0.9% |
| NL Inds Inc(NL)Call | COM NEW | 629156407 | $10.7K | 748,700 | 0.8% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $10.6K | $10,000,000 | 0.8% |
| NIC IncPut | COM | 62914B100 | $7.0K | 421,700 | 0.5% |
| Intra Cellular Therapies Inc(ITCIEUR)Call | COM | 46116X101 | $6.1K | 422,700 | 0.4% |
| Lannet IncCall | COM | 516012101 | $6.1K | 262,900 | 0.4% |
| Invacare CorpPut | COM | 461203101 | $4.9K | 291,200 | 0.4% |
| Dermira Inc(DERMEUR)Put | COM | 24983L104 | $4.9K | 176,000 | 0.4% |
| Sucampo Pharmaceuticals IncPut | CL A | 864909106 | $4.9K | 272,000 | 0.4% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $4.5K | 197,682 | 0.3% |
| Pacira Pharmaceuticals Inc(PCRX) | COM | 695127100 | $3.9K | 86,500 | 0.3% |
| Otonomy Inc | COM | 68906L105 | $2.8K | 510,000 | 0.2% |
| NIC IncCall | COM | 62914B100 | $2.4K | 146,100 | 0.2% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $2.0K | 139,255 | 0.1% |
| Immersion Corp(IMMR)Call | COM | 452521107 | $2.0K | 279,400 | 0.1% |
| Pacira Pharmaceuticals Inc(PCRX)Put | COM | 695127100 | $1.2K | 26,800 | 0.1% |
| Calatlantic Group Inc | COM | 128195104 | $992 | 17,600 | 0.1% |
| Lipocine Inc NewPut | COM | 53630X104 | $959 | 278,900 | 0.1% |
| Ixys Corp | COM | 46600W106 | $958 | 40,000 | 0.1% |
| Straight Path Communicatns I | CL B | 862578101 | $880 | 4,840 | 0.1% |
| Scripps Networks Interact in | CL A COM | 811065101 | $854 | 10,000 | 0.1% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADR | 881624209 | $819 | 43,200 | 0.1% |