Q2 2018 Holdings
Filed 2018-08-14 | 444 holdings | $45.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| SJW Group(HTO) | COM | 784305104 | $4.8K | 72,810 | 0.0% |
| I AM Cap Acquisition Co | COM | 45074Q108 | $4.9K | 450,000 | 0.0% |
| Regalwood Global Energy LTD | COM CL A | G74760102 | $5.1K | 522,777 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $5.2K | $4,000,000 | 0.0% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $5.4K | 52,150 | 0.0% |
| Zendesk Inc | COM | 98936J101 | $5.7K | 103,849 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $5.9K | $6,000,000 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $5.9K | 595,031 | 0.0% |
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $6.0K | 614,900 | 0.0% |
| Cobiz Financial Inc | COM | 190897108 | $6.0K | 280,344 | 0.0% |
| Guaranty Bancorp del | COM NEW | 40075T607 | $6.0K | 202,285 | 0.0% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $6.3K | 637,500 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $6.3K | 636,600 | 0.0% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $6.3K | 614,900 | 0.0% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $6.3K | $6,000,000 | 0.0% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $6.4K | $5,000,000 | 0.0% |
| Abaxis Inc | COM | 002567105 | $6.5K | 78,422 | 0.0% |
| Nebula Acquisition Corp | COM CLASS A | 629076100 | $6.7K | 699,996 | 0.0% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $6.7K | $6,750,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $6.7K | $4,625,000 | 0.0% |
| Assurant Inc | 6.50% CONV PFD D | 04621X207 | $7.0K | 62,125 | 0.0% |
| Pentair PLC(PNR) | SHS | G7S00T104 | $7.1K | 168,126 | 0.0% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $7.1K | $7,000,000 | 0.0% |
| Industrea Acquisition Corp | CL A | 45579J104 | $7.2K | 730,582 | 0.0% |
| Tiberius Acquisition Corp | COM | 88633A107 | $7.4K | 775,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $7.5K | $7,500,000 | 0.0% |
| Convergys Corp | COM | 212485106 | $7.6K | 312,435 | 0.0% |
| Gigcapital Inc | COM | 37518N106 | $7.6K | 775,000 | 0.0% |
| Platinum Eagle Acquisitin Co | SHS CL A | G7126L100 | $7.8K | 799,998 | 0.0% |
| KLX Inc | COM | 482539103 | $8.1K | 112,000 | 0.0% |
| Leisure Acquisition Corp | COM | 52539T107 | $8.2K | 850,000 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $8.3K | $8,500,000 | 0.0% |
| Mtge Invt Corp | COM | 55378A105 | $8.4K | 430,699 | 0.0% |
| Haymaker Acquisition Corp | COM CLASS A | 420870107 | $8.8K | 899,960 | 0.0% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $9.2K | $10,000,000 | 0.0% |
| Schulman A Inc | COM | 808194104 | $9.5K | 212,976 | 0.0% |
| Amyris Inc | NOTE 9.500% 4/1 | 03236MAF8 | $9.6K | $9,626,000 | 0.0% |
| LEO Holdings Corp | COM CL A | G5463L105 | $9.7K | 1,000,000 | 0.0% |
| FAR PT Acquisition Corp | COM CL A | 30734W109 | $9.8K | 999,996 | 0.0% |
| Redwood TR Inc | NOTE 5.625% 7/1 | 758075AD7 | $9.9K | $10,000,000 | 0.0% |
| New Frontier Corp | UNIT 99/99/9999 | G6485P116 | $10.1K | 1,000,000 | 0.0% |
| Axalta Coating SYS LTD(AXTA) | COM | G0750C108 | $10.1K | 334,756 | 0.0% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $10.8K | $4,725,000 | 0.0% |
| DCT Industrial Trust Inc | COM NEW | 233153204 | $10.9K | 162,800 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $11.2K | $11,275,000 | 0.0% |
| HRG Group Inc | COM | 40434J100 | $11.6K | 888,331 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $12.0K | $12,101,000 | 0.0% |
| Union Acquisition Corp | SHS | G9366W101 | $12.0K | 1,250,000 | 0.0% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $12.1K | 1,200,000 | 0.0% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $12.1K | 1,200,000 | 0.0% |