Q2 2018 Holdings
Filed 2018-08-13 | 208 holdings | $2.1M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-09-24) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Neuronetics Inc(STIM)A | COM | 64131A105 | $0 | 197,395 | 0.0% |
| Denison Mines Corp(DNN)A | COM | 248356107 | $6 | 11,000 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR)A | COM | 00507W107 | $21 | 32,500 | 0.0% |
| Biotime Inc(BTXUSD)A | COM | 09066L105 | $24 | 12,000 | 0.0% |
| Ampliphi Biosciences CorpA | COM PAR | 03211P301 | $33 | 29,300 | 0.0% |
| Geron Corp(GERN)A | COM | 374163103 | $132 | 38,709 | 0.0% |
| Dividend & Income FundA | COM NEW | 25538A204 | $144 | 11,717 | 0.0% |
| Oxford Lane Cap CorpA | COM | 691543102 | $156 | 15,087 | 0.0% |
| Alps ETF TR(AMLPUSD)A | ALERIAN MLP | 00162Q866 | $173 | 17,141 | 0.0% |
| Apollo SR Floating Rate FD IA | COM | 037636107 | $180 | 11,046 | 0.0% |
| Owens & Minor Inc New(ACH)A | COM | 690732102 | $181 | 10,729 | 0.0% |
| Ishares TR(IWD)A | RUS 1000 VAL ETF | 464287598 | $200 | 1,645 | 0.0% |
| Concho RES Inc(CXOEUR)A | COM | 20605P101 | $203 | 1,450 | 0.0% |
| Anthem Inc(ELV)A | COM | 036752103 | $204 | 851 | 0.0% |
| Union PAC Corp(UNP)A | COM | 907818108 | $205 | 1,453 | 0.0% |
| Gallagher Arthur J & Co(AJG)A | COM | 363576109 | $207 | 3,151 | 0.0% |
| Caterpillar Inc del(CAT)A | COM | 149123101 | $207 | 1,542 | 0.0% |
| Chubb Limited(CB)A | COM | H1467J104 | $208 | 1,625 | 0.0% |
| Umpqua Hldgs Corp(UMPQUSD)A | COM | 904214103 | $211 | 9,410 | 0.0% |
| Qualcomm Inc(QCOM)A | COM | 747525103 | $214 | 3,800 | 0.0% |
| Pimco Dynamic Income FD(PDI)A | SHS | 72201Y101 | $214 | 6,717 | 0.0% |
| Vanguard Group(VIG)A | DIV APP ETF | 921908844 | $216 | 2,139 | 0.0% |
| Fidelity(FTEC)A | MSCI INFO TECH I | 316092808 | $220 | 3,952 | 0.0% |
| Amerigas Partners L P(APU)A | UNIT L P INT | 030975106 | $221 | 5,251 | 0.0% |
| General Dynamics Corp(GD)A | COM | 369550108 | $230 | 1,236 | 0.0% |
| Ishares TR(STIP)A | 0-5 YR TIPS ETF | 46429B747 | $230 | 2,312 | 0.0% |
| Deere & Co(DE)A | COM | 244199105 | $231 | 1,650 | 0.0% |
| Cedar Fair L PA | DEPOSITRY UNIT | 150185106 | $231 | 3,690 | 0.0% |
| Iqvia Hldgs Inc(IQV)A | COM | 46266C105 | $235 | 2,357 | 0.0% |
| Cerner Corp(CERNCHF)A | COM | 156782104 | $235 | 3,941 | 0.0% |
| Pacwest Bancorp del(PACWUSD)A | COM | 695263103 | $238 | 4,915 | 0.0% |
| Texas Instrs Inc(TXN)A | COM | 882508104 | $239 | 2,199 | 0.0% |
| Netflix Inc(NFLX)A | COM | 64110L106 | $242 | 617 | 0.0% |
| Vanguard TAX Managed Intl FD(VEA)A | FTSE DEV MKT ETF | 921943858 | $242 | 5,608 | 0.0% |
| Essex Ppty TR Inc(ESS)A | COM | 297178105 | $244 | 1,010 | 0.0% |
| Advanced Micro Devices Inc(AMD)A | COM | 007903107 | $244 | 16,514 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)A | TR UNIT | 78462F103 | $245 | 901 | 0.0% |
| Bristol Myers Squibb Co(BMY)A | COM | 110122108 | $252 | 4,563 | 0.0% |
| Ingersoll-Rand PLC(IR)A | SHS | G47791101 | $253 | 2,830 | 0.0% |
| CVS Health Corp(CVS)A | COM | 126650100 | $254 | 3,941 | 0.0% |
| Ophthotech CorpA | COM | 683745103 | $255 | 93,260 | 0.0% |
| Ishares TR(HYG)A | IBOXX HI YD ETF | 464288513 | $258 | 3,031 | 0.0% |
| Ishares TR(ITOT)A | CORE S&P TTL STK | 464287150 | $260 | 4,126 | 0.0% |
| 3M Co(MMM)A | COM | 88579Y101 | $264 | 1,333 | 0.0% |
| Vanguard Index FDS(VTI)A | TOTAL STK MKT | 922908769 | $265 | 1,887 | 0.0% |
| Dowdupont IncA | COM | 26078J100 | $268 | 4,034 | 0.0% |
| Nuveen Global High Income FD(JGH)A | SHS | 67075G103 | $274 | 17,611 | 0.0% |
| Oracle Corp(ORCL)A | COM | 68389X105 | $275 | 6,217 | 0.0% |
| Halliburton Co(HAL)A | COM | 406216101 | $277 | 6,085 | 0.0% |
| Stryker Corp(SYK)A | COM | 863667101 | $282 | 1,667 | 0.0% |