Q3 2018 Holdings
Filed 2018-10-29 | 651 holdings | $33.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Polymet Mining Corp | COM | 731916102 | $14 | 13,500 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $38 | 45,000 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $44 | 13,400 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $47 | 15,581 | 0.0% |
| Alio Gold Inc(TMMEUR) | COM | 01627X108 | $58 | 72,300 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $62 | 10,000 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $63 | 12,737 | 0.0% |
| Platinum Group Metals LTD | COM | 72765Q601 | $64 | 368,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $65 | 65,000 | 0.0% |
| Biotime Inc(BTXUSD) | COM | 09066L105 | $71 | 30,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | COM | 440543106 | $76 | 12,871 | 0.0% |
| Aberdeen Global Premier Ppty(XAWPX) | COM SH BEN INT | 00302L108 | $77 | 12,761 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $89 | 14,051 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $94 | 16,336 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $94 | 12,884 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $112 | 10,522 | 0.0% |
| Colony Cap Inc New(CLNSEUR) | CL A COM | 19626G108 | $113 | 18,597 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $117 | 10,478 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $121 | 10,937 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $123 | 13,530 | 0.0% |
| Egain Corp(EGAN) | COM NEW | 28225C806 | $125 | 15,467 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $140 | 15,862 | 0.0% |
| Fitbit Inc(FITEUR) | CL A | 33812L102 | $144 | 26,950 | 0.0% |
| Eaton Vance TX MGD DIV EQ in(XETYX) | COM | 27828N102 | $148 | 11,523 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $152 | 11,318 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $160 | 11,019 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $170 | 26,843 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $173 | 16,490 | 0.0% |
| Clough Global Equity FD(XGLQX) | COM | 18914C100 | $174 | 11,722 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $187 | 22,181 | 0.0% |
| Ishares TR(IYJ) | US INDUSTRIALS | 464287754 | $201 | 1,288 | 0.0% |
| Omnicom Group Inc(OMC) | COM | 681919106 | $201 | 2,956 | 0.0% |
| Kellogg Co(KEL) | COM | 487836108 | $202 | 2,887 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $202 | 200,000 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $202 | 11,760 | 0.0% |
| Ishares TR(XT) | EXPONENTIAL TECH | 46434V381 | $203 | 5,243 | 0.0% |
| Textron Inc(TXT) | COM | 883203101 | $204 | 2,858 | 0.0% |
| W P Carey Inc(WPC) | COM | 92936U109 | $205 | 3,194 | 0.0% |
| Ishares TR(SOXX) | PHLX SEMICND ETF | 464287523 | $205 | 1,109 | 0.0% |
| Ishares TR(IYG) | U.S. FIN SVC ETF | 464287770 | $206 | 1,546 | 0.0% |
| Vail Resorts Inc(MTN) | COM | 91879Q109 | $206 | 749 | 0.0% |
| Spdr Series Trust(SPMD) | PORTFOLIO MD ETF | 78464A847 | $206 | 5,702 | 0.0% |
| Vanguard World FDS(VHT) | HEALTH CAR ETF | 92204A504 | $206 | 1,144 | 0.0% |
| Nuveen MUN High Income OPP F(NMZ) | COM | 670682103 | $207 | 16,530 | 0.0% |
| Netapp Inc(NTAP) | COM | 64110D104 | $210 | 2,442 | 0.0% |
| Prosperity Bancshares Inc(PB) | COM | 743606105 | $211 | 3,048 | 0.0% |
| Cerner Corp(CERNCHF) | COM | 156782104 | $211 | 3,272 | 0.0% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $212 | 1,860 | 0.0% |
| Ishares TR(IEUR) | CORE MSCI EURO | 46434V738 | $213 | 4,445 | 0.0% |
| Vale S A(VALE) | ADR | 91912E105 | $214 | 14,395 | 0.0% |