Q3 2018 Holdings
Filed 2018-11-13 | 425 holdings | $21.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Regulus Therapeutics Inc | COM | 75915K101 | $3 | 15,000 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $10 | $10,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $13 | $13,000 | 0.0% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $14 | $14,000 | 0.0% |
| Bristow Group Inc | NOTE 4.500% 6/0 | 110394AF0 | $14 | $14,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $14 | 10,955 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $16 | $13,000 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $16 | $16,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $16 | $16,000 | 0.0% |
| Lendingtree Inc New | NOTE 0.625% 6/0 | 52603BAA5 | $18 | $14,000 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $18 | $14,000 | 0.0% |
| Transocean Inc | DEB 0.500% 1/3 | 893830BJ7 | $18 | $14,000 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $20 | $20,000 | 0.0% |
| Pacira Pharmaceuticals Inc | NOTE 2.375% 4/0 | 695127AD2 | $22 | $22,000 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $25 | $24,000 | 0.0% |
| Eclipse RES Corp | COM | 27890G100 | $30 | 25,000 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $31 | 18,600 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $31 | $31,000 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $32 | 10,000 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $32 | $32,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $35 | $35,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $35 | $32,000 | 0.0% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $35 | $34,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $37 | $36,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $38 | $37,000 | 0.0% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $38 | $26,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $39 | $35,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $40 | $32,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $43 | $28,000 | 0.0% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $43 | $43,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $44 | $35,000 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $45 | $35,000 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $46 | $28,000 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $47 | $48,000 | 0.0% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $47 | $34,000 | 0.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $47 | $47,000 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $55 | $34,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $57 | $36,000 | 0.0% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $59 | $45,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $59 | $37,000 | 0.0% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $60 | 10,500 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $61 | $38,000 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $61 | 12,960 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $62 | $26,000 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $69 | 28,000 | 0.0% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $72 | $20,000 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $72 | $38,000 | 0.0% |
| Danaher Corp del | DBCV 1/2 | 235851AF9 | $85 | $21,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $91 | 14,513 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $113 | 12,000 | 0.0% |