Q1 2019 Holdings
Filed 2019-05-14 | 528 holdings | $72.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $0 | 42,000 | 0.0% |
| Alta Mesa RES Inc | *W EXP 03/28/202 | 02133L117 | $11 | 308,333 | 0.0% |
| Jensyn Acquisition Corp | *W EXP 03/07/202 | 47632B110 | $12 | 174,000 | 0.0% |
| Longevity Acquisition Corp | *W EXP 07/31/202 | G56372116 | $15 | 125,000 | 0.0% |
| Bison Cap Acquisition Corp | *W EXP 06/20/202 | G1142P112 | $15 | 75,000 | 0.0% |
| BIG Rock Partners Acquisi Co | *W EXP 12/01/202 | 089482111 | $18 | 100,000 | 0.0% |
| Longevity Acquisition Corp | RIGHT 07/31/2020 | G56372124 | $24 | 125,000 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $33 | 1,933,070 | 0.0% |
| Mtech Acquisition Corp | *W EXP 08/01/202 | 55378W115 | $40 | 62,500 | 0.0% |
| Tenzing Acquisition Corp | *W EXP 02/23/202 | G8708A108 | $40 | 250,000 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $48 | 174,000 | 0.0% |
| Pensare Acquisition Corp | *W EXP 07/27/202 | 70957E113 | $50 | 250,000 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $52 | 200,000 | 0.0% |
| Bison Cap Acquisition Corp | RIGHT 03/20/2019 | G1142P138 | $53 | 150,000 | 0.0% |
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $56 | 500,000 | 0.0% |
| Vantage Energy Acquisition | *W EXP 04/12/202 | 92211L113 | $58 | 250,000 | 0.0% |
| Opes Acquisition Corp | *W EXP 03/13/202 | 68373P118 | $60 | 250,000 | 0.0% |
| Arya Sciences Acquisition Co | *W EXP 10/10/202 | G3165V125 | $60 | 50,000 | 0.0% |
| Black Ridge Acquisition Corp | *W EXP 07/10/202 | 09216T115 | $63 | 210,000 | 0.0% |
| CM Seven Star Acquisition Co | *W EXP 08/21/202 | G2345N110 | $64 | 375,000 | 0.0% |
| Social Cap Hedosophia Hldgs | *W EXP 09/14/202 | G8250R129 | $67 | 83,334 | 0.0% |
| HL Acquisitions Corp | *W EXP 06/21/202 | G4603R122 | $68 | 270,000 | 0.0% |
| Black Ridge Acquisition Corp | RIGHT 07/10/2019 | 09216T123 | $74 | 210,000 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $74 | 13,098 | 0.0% |
| Estre Ambiental Inc | *W EXP 12/21/202 | G3206V118 | $78 | 661,870 | 0.0% |
| HL Acquisitions Corp | RIGHT 07/17/2023 | G4603R130 | $78 | 270,000 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $79 | 10,550 | 0.0% |
| Constellation Alpha Cap Corp | *W EXP 03/23/202 | G2379F116 | $84 | 700,000 | 0.0% |
| Constellation Alpha Cap Corp | RIGHT 99/99/9999 | G2379F132 | $88 | 700,000 | 0.0% |
| Sentinel Energy Svcs Inc | *W EXP 11/02/202 | 81728P113 | $91 | 133,333 | 0.0% |
| Thestreet Inc | COM | 88368Q103 | $92 | 39,405 | 0.0% |
| Madison Cvred Call & EQ STR(MCN) | COM | 557437100 | $95 | 13,899 | 0.0% |
| Rosehill RES Inc | *W EXP 09/16/202 | 777385113 | $100 | 244,800 | 0.0% |
| Dreyfus Strategic MUN BD FD | COM | 26202F107 | $105 | 13,594 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $105 | 12,447 | 0.0% |
| TPG Pace Hldgs Corp | *W EXP 06/27/202 | G89827110 | $113 | 66,666 | 0.0% |
| Capitol Invt Corp IV | *W EXP 01/01/202 | G18920127 | $115 | 83,333 | 0.0% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $117 | 10,844 | 0.0% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $120 | 11,110 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $122 | 10,076 | 0.0% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $122 | 378,003 | 0.0% |
| Phunware Inc | *W EXP 12/26/202 | 71948P118 | $126 | 75,315 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $130 | 11,487 | 0.0% |
| Modern Media Acquisition | *W EXP 05/17/202 | 60765P111 | $132 | 425,000 | 0.0% |
| Collier Creek Holdings | *W EXP 99/99/999 | G22707114 | $135 | 116,666 | 0.0% |
| Corepoint Lodging Inc(CPLGGUSD) | COM | 21872L104 | $135 | 12,125 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $138 | 19,957 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $141 | 11,737 | 0.0% |
| Nuveen Calif MUN Value FD(NCA) | COM | 67062C107 | $141 | 14,712 | 0.0% |
| DWS Strategic MUN Income TR | COM | 23342Q101 | $150 | 13,363 | 0.0% |