Q1 2019 Holdings
Filed 2019-05-14 | 528 holdings | $72.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $6.9K | $2,788,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $7.0K | $7,000,000 | 0.0% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $7.2K | 700,000 | 0.0% |
| New Frontier Corp | COM CL A | G6485P108 | $7.4K | 750,000 | 0.0% |
| Quantenna Communications Inc | COM | 74766D100 | $7.4K | 305,756 | 0.0% |
| Pentair PLC(PNR) | SHS | G7S00T104 | $7.5K | 168,126 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $7.6K | $7,631,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $7.7K | $7,500,000 | 0.0% |
| American Elec PWR Co Inc | UNIT 03/15/2022 | 025537127 | $7.7K | 150,000 | 0.0% |
| Industrial Logistics Pptys T(ILPT) | COM SHS BEN INT | 456237106 | $7.8K | 385,054 | 0.0% |
| FAR PT Acquisition Corp | COM CL A | 30734W109 | $8.0K | 799,998 | 0.0% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $8.0K | $9,450,000 | 0.0% |
| Delphi Technologies PLC | SHS | G2709G107 | $8.1K | 421,616 | 0.0% |
| Gores Holdings III Inc | CLASS A | 38286G109 | $8.4K | 849,996 | 0.0% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $8.6K | $9,750,000 | 0.0% |
| Veoneer Incorporated | COM | 92336X109 | $8.7K | 382,510 | 0.0% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $8.9K | 890,000 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $9.0K | 916,000 | 0.0% |
| Forum Merger II Corp | CL A | 34986F103 | $9.3K | 940,000 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $9.3K | $10,000,000 | 0.0% |
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $9.4K | 929,800 | 0.0% |
| Newmark Group Inc(NMRK) | CL A | 65158N102 | $9.5K | 1,144,661 | 0.0% |
| Mudrick Cap Acquisition Corp | COM CLASS A | 624745105 | $9.6K | 950,000 | 0.0% |
| Amyris Inc | NOTE 9.500% 4/1 | 03236MAF8 | $9.6K | $9,626,000 | 0.0% |
| LF Cap Acquisition Corp | CL A | 50200K108 | $9.7K | 960,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $9.7K | 990,000 | 0.0% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $9.7K | 792,875 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $9.7K | $9,700,000 | 0.0% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $10.3K | $10,000,000 | 0.0% |
| Amci Acquisition Corp | CLASS A | 00165R101 | $10.4K | 1,060,000 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $10.7K | 1,089,998 | 0.0% |
| Andina Acquisition Corp III | SHS | G04415108 | $10.7K | 1,100,000 | 0.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $10.8K | $11,500,000 | 0.0% |
| GS Acquisition Hldgs Corp | COM CL A | 36255F102 | $11.0K | 1,099,902 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $11.0K | $11,275,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $11.1K | $18,800,000 | 0.0% |
| Insurance Acquisition Corp | UNIT 03/31/2024 | 457867307 | $11.1K | 1,100,000 | 0.0% |
| Thunder Bridge Acquisition L | SHS CLASS A | G8857R100 | $11.1K | 1,090,000 | 0.0% |
| Garrett Motion Inc(GTX) | COM | 366505105 | $11.5K | 781,284 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $11.5K | $11,400,000 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $11.6K | $10,000,000 | 0.0% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $11.6K | 186,000 | 0.0% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $11.9K | $15,000,000 | 0.0% |
| One Madison Corp | COM CL A | G6772P100 | $12.2K | 1,191,100 | 0.0% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $12.8K | 121,225 | 0.0% |
| Quotient Technology Inc | NOTE 1.750%12/0 | 749119AB9 | $13.1K | $13,950,000 | 0.0% |
| Equitrans Midstream Corporat(ETRNUSD) | COM | 294600101 | $13.7K | 627,558 | 0.0% |
| Black Knight Inc(BKIEUR) | COM | 09215C105 | $13.8K | 252,288 | 0.0% |
| Resideo Technologies Inc(REZI) | COM | 76118Y104 | $13.8K | 716,591 | 0.0% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $13.9K | 250,000 | 0.0% |