Q2 2019 Holdings
Filed 2019-08-07 | 159 holdings | $43.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Outlook Therapeutics Inc | *W EXP 02/18/202 | 69012T115 | $3 | 25,000 | 0.0% |
| Gores Metropoulos Inc | *W EXP 01/28/202 | 382872117 | $42 | 33,333 | 0.0% |
| Social Cap Hedosophia Hldgs | *W EXP 09/14/202 | G8250R129 | $44 | 32,558 | 0.0% |
| Tortoise Acquisition Corp | *W EXP 03/04/202 | 89154L118 | $70 | 99,998 | 0.0% |
| Diamondpeak Hldgs COR | *W EXP 02/22/202 | 25280H118 | $80 | 99,998 | 0.0% |
| Chardan Healthcare Acquisiti | *W EXP 12/13/202 | 15957A116 | $88 | 200,000 | 0.0% |
| Chaserg Technlgy Acquisitn C | *W EXP 04/10/202 | 16166A111 | $94 | 124,999 | 0.0% |
| Trine Acquisition Corp | *W EXP 03/31/202 | 89628U116 | $94 | 124,999 | 0.0% |
| Crescent Acquisition Corp | *W EXP 03/08/202 | 22564L113 | $114 | 174,998 | 0.0% |
| Bionano Genomics Inc | *W EXP 08/21/202 | 09075F115 | $119 | 163,265 | 0.0% |
| Forum Merger II Corp | *W EXP 09/30/202 | 34986F111 | $128 | 200,000 | 0.0% |
| Mohawk Group Hldgs Inc | COM | 608189106 | $161 | 20,000 | 0.0% |
| Lendingclub Corp | COM | 52603A109 | $164 | 50,000 | 0.0% |
| Spartan Energy Acquisiton Co | *W EXP 08/27/202 | 846784122 | $194 | 217,702 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $202 | 82,595 | 0.0% |
| Akerna Corp | *W EXP 01/30/202 | 00973W110 | $208 | 69,900 | 0.0% |
| Pivotal Software Inc | COM CL A | 72582H107 | $211 | 20,000 | 0.0% |
| Fastly Inc(FSLY) | CL A | 31188V100 | $231 | 11,411 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $244 | 32,817 | 0.0% |
| IDT Corp(IDT) | CL B NEW | 448947507 | $259 | 27,365 | 0.0% |
| Sharpspring Inc(SHSP) | COM | 820054104 | $296 | 22,753 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $300 | 200,000 | 0.0% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $301 | 5,000 | 0.0% |
| Boxwood Merger Corp | *W EXP 11/26/202 | 10319T119 | $310 | 500,000 | 0.0% |
| Huami Corp | SPONSORED ADS | 44331K103 | $310 | 30,969 | 0.0% |
| DBV Technologies S A | SPONSORED ADR | 23306J101 | $310 | 37,684 | 0.0% |
| Hercules Capital Inc(HTGC) | COM | 427096508 | $321 | 25,000 | 0.0% |
| Seres Therapeutics Inc(MCRB1EUR) | COM | 81750R102 | $322 | 100,000 | 0.0% |
| DFB Healthcare Acquistion Co | *W EXP 04/11/202 | 23291E117 | $323 | 258,333 | 0.0% |
| Pivotal Acquisition Corp | *W EXP 12/01/202 | 72583A119 | $338 | 250,000 | 0.0% |
| Green Plains Partners LP | COM REP PTR IN | 393221106 | $350 | 25,000 | 0.0% |
| Ideaya Biosciences Inc(IDYA) | COM | 45166A102 | $354 | 35,546 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $359 | 119,209 | 0.0% |
| Arya Sciences Acquisition Co | *W EXP 10/10/202 | G3165V125 | $375 | 249,999 | 0.0% |
| Fintech Acquisition Corp III | *W EXP 12/01/202 | 31811A119 | $382 | 274,999 | 0.0% |
| Cambium Networks Corp(CMBMF) | SHS | G17766109 | $384 | 40,000 | 0.0% |
| Cardlytics Inc(CDLX) | COM | 14161W105 | $390 | 15,000 | 0.0% |
| Genocea Biosciences Inc(GNCAQ) | COM NEW | 372427401 | $392 | 100,000 | 0.0% |
| LEO Holdings Corp | *W EXP 02/07/202 | G5463L113 | $398 | 318,099 | 0.0% |
| Albany Intl Corp(AIN) | CL A | 012348108 | $403 | 4,862 | 0.0% |
| Collier Creek Holdings | *W EXP 99/99/999 | G22707114 | $433 | 333,332 | 0.0% |
| Everquote Inc(EVER) | COM CL A | 30041R108 | $445 | 34,255 | 0.0% |
| Gladstone LD Corp(LAND) | COM | 376549101 | $461 | 40,000 | 0.0% |
| Uber Technologies Inc(UBER) | COM | 90353T100 | $464 | 10,000 | 0.0% |
| Ooma Inc(OOMA) | COM | 683416101 | $469 | 44,706 | 0.0% |
| Vapotherm Inc | COM | 922107107 | $484 | 21,038 | 0.0% |
| Atento S A | SHS | L0427L105 | $498 | 200,000 | 0.0% |
| Social Cap Hedosophia Hldgs | CL A | G8250R103 | $522 | 49,998 | 0.0% |
| Franks Intl N V(XPRO) | COM | N33462107 | $546 | 100,000 | 0.0% |
| Upwork Inc(UPWK) | COM | 91688F104 | $563 | 35,000 | 0.0% |