Q2 2019 Holdings
Filed 2019-08-09 | 1299 holdings | $206.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $4 | 10,100 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $5 | 10,204 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $12 | 15,300 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $13 | 22,840 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $15 | 14,500 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $17 | 10,000 | 0.0% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $20 | 12,230 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $21 | 16,000 | 0.0% |
| CUI Global Inc | COM NEW | 126576206 | $22 | 27,257 | 0.0% |
| Cushing Renaissance FD | RIGHT 07/18/2019 | 231647124 | $23 | 109,310 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $27 | 28,146 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $29 | 11,714 | 0.0% |
| Nantkwest Inc | COM | 63016Q102 | $33 | 32,600 | 0.0% |
| Penney J C Corp Inc | COM | 708160106 | $33 | 28,900 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $40 | 10,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $44 | 32,000 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $45 | 17,080 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $48 | 15,188 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $48 | 12,479 | 0.0% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $49 | 14,240 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $58 | 236,281 | 0.0% |
| Cornerstone Bldg Brands Inc(NCSUSD) | COM | 21925D109 | $58 | 10,000 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $62 | 14,740 | 0.0% |
| Approach Resources Inc | COM | 03834A103 | $63 | 217,997 | 0.0% |
| Voya Risk Managed NAT RES FD | COM | 92913C106 | $63 | 11,947 | 0.0% |
| Uxin LTD | ADS | 91818X108 | $64 | 29,212 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $67 | 12,325 | 0.0% |
| Sprint Corporation | COM | 85207U105 | $67 | 10,251 | 0.0% |
| Barclays PLC(BCS) | ADR | 06738E204 | $80 | 10,600 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $82 | 11,456 | 0.0% |
| Vaccinex Inc | COM | 918640103 | $87 | 15,800 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $87 | 11,000 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $88 | 17,169 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $92 | 11,612 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $102 | 22,378 | 0.0% |
| Neuberger Berman MLP and ENR(NML) | COM | 64129H104 | $105 | 14,013 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $107 | 97,500 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $108 | 27,200 | 0.0% |
| Cheetah Mobile Inc | ADR | 163075104 | $110 | 31,022 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $112 | 11,840 | 0.0% |
| Habit Restaurants Inc | COM CL A | 40449J103 | $113 | 10,771 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 18469Q108 | $114 | 12,137 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $116 | 14,208 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $119 | 40,966 | 0.0% |
| Energous Corp | COM | 29272C103 | $120 | 27,434 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $121 | 12,983 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $122 | 40,000 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $124 | 12,720 | 0.0% |
| Volitionrx LTD(VNRX) | COM | 928661107 | $124 | 39,647 | 0.0% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $125 | 11,250 | 0.0% |