Q2 2019 Holdings
Filed 2019-08-14 | 495 holdings | $71.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $2 | 1,933,070 | 0.0% |
| Alta Mesa RES Inc | *W EXP 03/28/202 | 02133L117 | $2 | 308,333 | 0.0% |
| Infra and Energy Altrntive I | *W EXP 05/20/202 | 45686J112 | $12 | 343,006 | 0.0% |
| Xynomic Pharmacutcls Hldng I | *W EXP 05/15/202 | 98421X110 | $16 | 75,000 | 0.0% |
| Longevity Acquisition Corp | *W EXP 07/31/202 | G56372116 | $18 | 125,000 | 0.0% |
| Phunware Inc | *W EXP 12/26/202 | 71948P118 | $21 | 58,632 | 0.0% |
| Peck Co Inc | *W EXP 03/01/202 | 705163111 | $24 | 122,916 | 0.0% |
| BIG Rock Partners Acquisi Co | *W EXP 12/01/202 | 089482111 | $24 | 100,000 | 0.0% |
| Estre Ambiental Inc | *W EXP 12/21/202 | G3206V118 | $26 | 661,870 | 0.0% |
| Longevity Acquisition Corp | RIGHT 07/31/2020 | G56372124 | $31 | 125,000 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $38 | 200,000 | 0.0% |
| Pensare Acquisition Corp | *W EXP 07/27/202 | 70957E113 | $42 | 250,000 | 0.0% |
| Constellation Alpha Cap Corp | *W EXP 03/23/202 | G2379F116 | $52 | 700,000 | 0.0% |
| Tenzing Acquisition Corp | *W EXP 02/23/202 | G8708A108 | $53 | 250,000 | 0.0% |
| Proficient Alpha Acqustn COR | *W EXP 04/30/202 | 74317H113 | $56 | 400,000 | 0.0% |
| Wells Fargo Global Dividend(EOD) | COM | 94987C103 | $61 | 11,153 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $63 | 10,895 | 0.0% |
| Madison Cvred Call & EQ STR(MCN) | COM | 557437100 | $68 | 10,295 | 0.0% |
| HL Acquisitions Corp | *W EXP 06/21/202 | G4603R122 | $73 | 270,000 | 0.0% |
| Arya Sciences Acquisition Co | *W EXP 10/10/202 | G3165V125 | $75 | 50,000 | 0.0% |
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $80 | 500,000 | 0.0% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $83 | 378,003 | 0.0% |
| Black Ridge Acquisition Corp | *W EXP 07/10/202 | 09216T115 | $86 | 210,000 | 0.0% |
| Black Ridge Acquisition Corp | RIGHT 07/10/2019 | 09216T123 | $88 | 210,000 | 0.0% |
| Sentinel Energy Svcs Inc | *W EXP 11/02/202 | 81728P113 | $93 | 133,333 | 0.0% |
| Modern Media Acquisition | *W EXP 05/17/202 | 60765P111 | $102 | 425,000 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $104 | 11,135 | 0.0% |
| TPG Pace Hldgs Corp | *W EXP 06/27/202 | G89827110 | $105 | 66,666 | 0.0% |
| Social Cap Hedosophia Hldgs | *W EXP 09/14/202 | G8250R129 | $112 | 83,334 | 0.0% |
| Virtus Total Return Fund Inc | COM | 92837G100 | $113 | 10,639 | 0.0% |
| Capitol Invt Corp IV | *W EXP 01/01/202 | G18920127 | $116 | 83,333 | 0.0% |
| Rosehill RES Inc | *W EXP 04/27/202 | 777385113 | $118 | 244,800 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $120 | 10,076 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $120 | 13,503 | 0.0% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $125 | 11,303 | 0.0% |
| DWS Strategic MUN Income TR | COM | 23342Q101 | $125 | 10,496 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $126 | 12,090 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $130 | 15,584 | 0.0% |
| Nuveen Pennsylvania QLT MUN(NQP) | COM | 670972108 | $141 | 10,310 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $144 | 16,211 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $147 | 11,623 | 0.0% |
| Pensare Acquisition Corp | RIGHT 99/99/9999 | 70957E121 | $150 | 1,000,000 | 0.0% |
| Corepoint Lodging Inc(CPLGGUSD) | COM | 21872L104 | $150 | 12,125 | 0.0% |
| Collier Creek Holdings | *W EXP 99/99/999 | G22707114 | $152 | 116,666 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $153 | 12,283 | 0.0% |
| Western Asst MN PRT FD Inc | COM | 95766P108 | $157 | 10,525 | 0.0% |
| BlackRock Municipal Bond TR | COM | 09249H104 | $157 | 10,571 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $160 | 15,024 | 0.0% |
| Nuveen Georgia Qlty MUN Inc | COM | 67072B107 | $163 | 13,142 | 0.0% |
| Aberdeen Global Dynamic Divi(XAGDX) | COM | 00302M106 | $169 | 17,500 | 0.0% |