Q3 2019 Holdings
Filed 2019-10-18 | 255 holdings | $34.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| KLA Corporation(KLAC)Put | COM NEW | 482480100 | $2 | 2,800 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $3 | 1,600 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $16 | 11,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $25 | 11,849 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $26 | $33,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $27 | 20,000 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $73 | 49,500 | 0.0% |
| Communications SYS Inc | COM | 203900105 | $88 | 19,363 | 0.0% |
| Neuberger Berman MLP and ENR(NML) | COM | 64129H104 | $99 | 13,763 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $126 | 10,000 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $126 | 28,778 | 0.0% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $135 | 23,914 | 0.0% |
| BlackRock Muniyield Calif FD | COM | 09254M105 | $144 | 10,000 | 0.0% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $147 | 13,000 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $151 | 12,000 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $172 | 14,000 | 0.0% |
| Banc of California Inc(BANC) | COM | 05990K106 | $198 | 14,000 | 0.0% |
| Price T Rowe Group Inc(TROW) | COM | 74144T108 | $200 | 1,748 | 0.0% |
| Aflac Inc(AFL) | COM | 001055102 | $201 | 3,848 | 0.0% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $205 | 16,418 | 0.0% |
| Ishares TR(IWS) | RUS MDCP VAL ETF | 464287473 | $207 | 2,303 | 0.0% |
| E Trade Financial Corp(ETRA) | COM NEW | 269246401 | $208 | 4,757 | 0.0% |
| Nuveen CA Select TAX Free PR | SH BEN INT | 67063R103 | $210 | 13,381 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $210 | 9,000 | 0.0% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $211 | 14,714 | 0.0% |
| SVB Finl Group(SIVBEUR) | COM | 78486Q101 | $212 | 1,014 | 0.0% |
| Ringcentral Inc(RNG) | CL A | 76680R206 | $214 | 1,700 | 0.0% |
| The Trade Desk Inc(TTD) | COM CL A | 88339J105 | $217 | 1,155 | 0.0% |
| Ishares TR(IWV) | RUSSELL 3000 ETF | 464287689 | $218 | 1,256 | 0.0% |
| Hess Corp(HES) | COM | 42809H107 | $219 | 3,618 | 0.0% |
| Bristol Myers Squibb Co(BMY) | COM | 110122108 | $220 | 4,347 | 0.0% |
| Colgate Palmolive Co(CL) | COM | 194162103 | $221 | 3,006 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $226 | 9,503 | 0.0% |
| Chubb Limited(CB) | COM | H1467J104 | $227 | 1,408 | 0.0% |
| Franklin RES Inc(BEN) | COM | 354613101 | $228 | 7,890 | 0.0% |
| Vanguard World FD(MGC) | MEGA CAP INDEX | 921910873 | $232 | 2,252 | 0.0% |
| Ishares TR(SHY) | 1 3 YR TREAS BD | 464287457 | $236 | 2,778 | 0.0% |
| Eaton Vance TX ADV Glbl DIV(ETG) | COM | 27828S101 | $238 | 14,443 | 0.0% |
| Ishares TR(IWC) | MICRO-CAP ETF | 464288869 | $240 | 2,718 | 0.0% |
| Spdr Index SHS FDS(SPDW) | PORTFOLIO DEVLPD | 78463X889 | $241 | 8,207 | 0.0% |
| Vanguard Admiral FDS Inc(VOOV) | 500 VAL IDX FD | 921932703 | $241 | 2,093 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $241 | 3,604 | 0.0% |
| Fedex Corp(FDX) | COM | 31428X106 | $246 | 1,690 | 0.0% |
| BP PLC(BP) | SPONSORED ADR | 055622104 | $249 | 6,550 | 0.0% |
| Dominos Pizza Inc(DPZ) | COM | 25754A201 | $249 | 1,020 | 0.0% |
| Vodafone Group PLC New(VOD) | SPONSORED ADR | 92857W308 | $251 | 12,621 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $252 | 2,797 | 0.0% |
| Illinois Tool WKS Inc(ITW) | COM | 452308109 | $256 | 1,639 | 0.0% |
| Idacorp Inc(IDA) | COM | 451107106 | $259 | 2,300 | 0.0% |
| Service Corp Intl(SCI) | COM | 817565104 | $260 | 5,440 | 0.0% |