Q3 2019 Holdings
Filed 2019-10-31 | 1252 holdings | $200.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Globalstar Inc(GSATUSD) | COM | 378973408 | $4 | 10,204 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $5 | 10,100 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $8 | 22,840 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $11 | 16,000 | 0.0% |
| Intec Pharma LTD Jerusalem | SHS | M53644106 | $12 | 16,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $13 | 21,300 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $13 | 10,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $21 | 10,214 | 0.0% |
| Penney J C Corp Inc | COM | 708160106 | $24 | 27,300 | 0.0% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $28 | 12,240 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $28 | 28,146 | 0.0% |
| Mcdermott Intl Inc | COM | 580037703 | $30 | 15,288 | 0.0% |
| Approach Resources Inc | COM | 03834A103 | $30 | 217,997 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $33 | 15,188 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $33 | 10,000 | 0.0% |
| Nantkwest Inc | COM | 63016Q102 | $40 | 32,600 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $48 | 10,000 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $52 | 12,479 | 0.0% |
| Neon Therapeutics Inc | COM | 64050Y100 | $54 | 31,127 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $56 | 245,281 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $59 | 45,435 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $60 | 15,240 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $60 | 31,797 | 0.0% |
| Cornerstone Bldg Brands Inc(NCSUSD) | COM | 21925D109 | $61 | 10,000 | 0.0% |
| Sprint Corporation | COM | 85207U105 | $63 | 10,251 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $69 | 102,500 | 0.0% |
| Volitionrx LTD(VNRX) | COM | 928661107 | $72 | 12,760 | 0.0% |
| QEP RES Inc(QEP) | COM | 74733V100 | $77 | 20,800 | 0.0% |
| Pacific Coast Oil TR | UNIT BEN INT | 694103102 | $79 | 40,295 | 0.0% |
| Angi Homeservices Inc(ANGI1EUR) | COM CL A | 00183L102 | $83 | 11,700 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $83 | 20,708 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $86 | 16,261 | 0.0% |
| Briggs & Stratton Corp(BGGUSD) | COM | 109043109 | $91 | 15,004 | 0.0% |
| Hexo Corp | COM | 428304109 | $92 | 23,200 | 0.0% |
| Neuberger Berman MLP and ENR(NML) | COM | 64129H104 | $93 | 12,889 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $96 | 24,540 | 0.0% |
| Lions Gate Entmnt Corp(LGFEUR) | CL A VTG | 535919401 | $96 | 10,400 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $102 | 42,731 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $103 | 10,490 | 0.0% |
| Acasti Pharma Inc | CL A NEW | 00430K402 | $104 | 55,159 | 0.0% |
| Comscore Inc(SCOR1EUR) | COM | 20564W105 | $105 | 55,000 | 0.0% |
| Energous Corp | COM | 29272C103 | $111 | 33,434 | 0.0% |
| Cheetah Mobile Inc | ADR | 163075104 | $111 | 31,022 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $113 | 11,825 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 18469Q108 | $113 | 12,637 | 0.0% |
| Duluth Hldgs Inc(DLTH) | COM CL B | 26443V101 | $117 | 13,830 | 0.0% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $123 | 11,250 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $124 | 11,892 | 0.0% |
| Nuveen Real Estate Income FD(JRS) | COM | 67071B108 | $125 | 11,379 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $125 | 29,000 | 0.0% |