Q3 2019 Holdings
Filed 2019-11-12 | 458 holdings | $20.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NCR Corp New(VYX)Call | COM | 62886E108 | $1 | 25,000 | 0.0% |
| Spdr Series TrustCall | S&P OILGAS EXP | 78464A730 | $1 | 40,000 | 0.0% |
| Occidental Pete Corp(OXY)Put | COM | 674599105 | $1 | 11,800 | 0.0% |
| Knowles Corp(KN)Put | COM | 49926D109 | $1 | 10,000 | 0.0% |
| Tyson Foods Inc(TSN)Call | CL A | 902494103 | $1 | 25,700 | 0.0% |
| Turning PT Brands Inc(TPB)Call | COM | 90041L105 | $1 | 20,000 | 0.0% |
| Amicus Therapeutics Inc(FOLD)Call | COM | 03152W109 | $1 | 32,800 | 0.0% |
| Arqule Inc(ARQLUSD)Call | COM | 04269E107 | $1 | 11,900 | 0.0% |
| Antero RES Corp(AR)Call | COM | 03674X106 | $1 | 40,600 | 0.0% |
| Aphria Inc(APH1EUR)Call | COM | 03765K104 | $2 | 97,900 | 0.0% |
| American Axle & MFG Hldgs in(DCH)Put | COM | 024061103 | $2 | 16,000 | 0.0% |
| Callon Pete Co del(CPE3EUR)Call | COM | 13123X102 | $2 | 60,000 | 0.0% |
| Chesapeake Energy Corp(CHKEUR)Call | COM | 165167107 | $2 | 481,200 | 0.0% |
| Exelon Corp(EXC)Put | COM | 30161N101 | $2 | 20,600 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF)Call | COM | 00773U108 | $2 | 30,000 | 0.0% |
| 2U IncCall | COM | 90214J101 | $3 | 14,300 | 0.0% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $3 | 101,300 | 0.0% |
| Tocagen IncCall | COM | 888846102 | $3 | 19,000 | 0.0% |
| Allegro Merger Corp | *W EXP 01/06/202 | 01749N111 | $3 | 14,278 | 0.0% |
| Amerisourcebergen Corp(COR)Call | COM | 03073E105 | $3 | 25,000 | 0.0% |
| Nextgen Healthcare Inc(QSIIEUR)Call | COM | 65343C102 | $4 | 40,000 | 0.0% |
| Andina Acquisition Corp III | SHS | G04415108 | $4 | 409,967 | 0.0% |
| Spdr Series Trust(XBI)Call | S&P BIOTECH | 78464A870 | $5 | 3,900 | 0.0% |
| Wealthbridge Acquisition LTD | RIGHT 11/02/2023 | G4887W136 | $5 | 24,300 | 0.0% |
| Tenzing Acquisition Corp | *W EXP 02/23/202 | G8708A108 | $5 | 20,000 | 0.0% |
| Iron MTN Inc New(IRM)Call | COM | 46284V101 | $5 | 100,000 | 0.0% |
| Avon Prods Inc(AVPUSD)Put | COM | 054303102 | $5 | 40,000 | 0.0% |
| Delta AIR Lines Inc del(DAL)Call | COM NEW | 247361702 | $5 | 27,200 | 0.0% |
| Advanced Micro Devices Inc(AMD)Put | COM | 007903107 | $6 | 40,000 | 0.0% |
| Sprint Corporation | COM | 85207U105 | $6 | 900 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR)Put | COM | 82968B103 | $6 | 139,800 | 0.0% |
| Bitauto Hldgs LTD(2663134D)Put | SPONSORED ADS | 091727107 | $6 | 15,900 | 0.0% |
| Aurora Cannabis IncPut | COM | 05156X108 | $7 | 3,000 | 0.0% |
| Zayo Group Hldgs IncPut | COM | 98919V105 | $7 | 40,800 | 0.0% |
| Zayo Group Hldgs IncCall | COM | 98919V105 | $7 | 101,900 | 0.0% |
| Gopro Inc(GPRO)Call | CL A | 38268T103 | $8 | 10,000 | 0.0% |
| Twelve Seas Investment Compa | *W EXP 12/22/202 | G9145A115 | $8 | 24,800 | 0.0% |
| Pacific Biosciences Calif in(PACB)Call | COM | 69404D108 | $9 | 51,900 | 0.0% |
| Proficient Alpha Acqustn COR | *W EXP 04/30/202 | 74317H113 | $10 | 140,978 | 0.0% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $10 | 51,400 | 0.0% |
| BIG Rock Partners Acquisi Co | *W EXP 12/01/202 | 089482111 | $10 | 58,586 | 0.0% |
| Amci Acquisition Corp | *W EXP 05/20/202 | 00165R119 | $11 | 32,400 | 0.0% |
| Pivotal Software IncCall | COM CL A | 72582H107 | $11 | 151,000 | 0.0% |
| GAP Inc(GAP)Put | COM | 364760108 | $11 | 20,000 | 0.0% |
| First Bancorp N C(FBNC)Call | COM | 318910106 | $11 | 42,900 | 0.0% |
| Verizon Communications Inc(VZ)Put | COM | 92343V104 | $12 | 35,000 | 0.0% |
| Aurora Cannabis IncCall | COM | 05156X108 | $12 | 60,600 | 0.0% |
| Blueprint Medicines Corp(2L9)Call | COM | 09627Y109 | $13 | 45,900 | 0.0% |
| Allegro Merger Corp | RIGHT 12/31/2023 | 01749N129 | $13 | 50,800 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $13 | 3,000 | 0.0% |