Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Infra and Energy Altrntive I | *W EXP 05/20/202 | 45686J112 | $10 | 343,006 | 0.0% |
| Longevity Acquisition Corp | *W EXP 07/31/202 | G56372116 | $11 | 125,000 | 0.0% |
| Phunware Inc | *W EXP 12/26/202 | 71948P118 | $16 | 58,632 | 0.0% |
| BIG Rock Partners Acquisi Co | *W EXP 12/01/202 | 089482111 | $17 | 100,000 | 0.0% |
| Longevity Acquisition Corp | RIGHT 07/31/2020 | G56372124 | $25 | 125,000 | 0.0% |
| Estre Ambiental Inc | *W EXP 12/21/202 | G3206V118 | $26 | 661,870 | 0.0% |
| Proficient Alpha Acqustn COR | *W EXP 04/30/202 | 74317H113 | $28 | 400,000 | 0.0% |
| Opes Acquisition Corp | *W EXP 03/13/202 | 68373P118 | $34 | 250,000 | 0.0% |
| Conyers PK II Acquisition Co | *W EXP 07/18/202 | 212896112 | $38 | 18,750 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $44 | 200,000 | 0.0% |
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $45 | 500,000 | 0.0% |
| Rosehill RES Inc | *W EXP 04/27/202 | 777385113 | $47 | 244,800 | 0.0% |
| Sentinel Energy Svcs Inc | *W EXP 11/02/202 | 81728P113 | $53 | 133,333 | 0.0% |
| Pensare Acquisition Corp | *W EXP 07/27/202 | 70957E113 | $55 | 250,000 | 0.0% |
| Oaktree Acquisition Corp | *W EXP 99/99/999 | G67145113 | $57 | 66,666 | 0.0% |
| Tenzing Acquisition Corp | *W EXP 02/23/202 | G8708A108 | $62 | 250,000 | 0.0% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $68 | 378,003 | 0.0% |
| HL Acquisitions Corp | *W EXP 06/21/202 | G4603R122 | $70 | 270,000 | 0.0% |
| Nesco Hldgs Inc | *W EXP 01/01/202 | 64083J112 | $72 | 83,333 | 0.0% |
| Madison Cvred Call & EQ STR(MCN) | COM | 557437100 | $76 | 11,895 | 0.0% |
| Arya Sciences Acquisition Co | *W EXP 10/10/202 | G3165V125 | $76 | 50,000 | 0.0% |
| Falcon Minerals Corp | *W EXP 07/21/202 | 30607B208 | $82 | 222,879 | 0.0% |
| Dermtech Inc | *W EXP 08/29/202 | 24984K113 | $84 | 700,000 | 0.0% |
| TPG Pace Hldgs Corp | *W EXP 06/27/202 | G89827110 | $105 | 66,666 | 0.0% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $113 | 13,370 | 0.0% |
| Akazoo SA | *W EXP 09/11/202 | L0164E116 | $119 | 154,697 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $125 | 20,813 | 0.0% |
| Netfin Acquisition Corp | *W EXP 08/01/202 | G6455A115 | $148 | 500,000 | 0.0% |
| BlackRock Muniyld Mich Qlty(MIY) | COM | 09254V105 | $148 | 10,544 | 0.0% |
| Nuveen North Carolina Qlty M | COM | 67060P100 | $148 | 10,940 | 0.0% |
| Nuveen Connecticut Qlty MUN | COM | 67060D107 | $149 | 11,140 | 0.0% |
| Collier Creek Holdings | *W EXP 99/99/999 | G22707114 | $152 | 116,666 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $154 | 383,983 | 0.0% |
| Adesto Technologies Corp(IOTSEUR) | COM | 00687D101 | $156 | 18,245 | 0.0% |
| Diamond Eagle Acquisition Co | *W EXP 06/30/202 | 25258L117 | $162 | 200,000 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $167 | 16,905 | 0.0% |
| TKK Symphony Acquisition COR | *W EXP 02/20/202 | G88950129 | $167 | 1,850,000 | 0.0% |
| BlackRock Muniyield N J FD I | COM | 09254Y109 | $169 | 11,043 | 0.0% |
| Advent Convertible & Income(AVK) | COM | 00764C109 | $174 | 11,932 | 0.0% |
| Aberdeen Global Dynamic Divi(XAGDX) | COM | 00302M106 | $174 | 18,023 | 0.0% |
| Summit Midstream Partners LP | COM UNIT LTD | 866142102 | $175 | 36,000 | 0.0% |
| Churchill Cap Corp II | *W EXP 07/02/202 | 17143G114 | $175 | 116,666 | 0.0% |
| Cyclerion Therapeutics Inc(CYCNUSD) | COM | 23255M105 | $180 | 14,842 | 0.0% |
| Target Hospitality Corp | *W EXP 03/15/202 | 87615L115 | $183 | 266,666 | 0.0% |
| Martin Midstream Prtnrs L P(MMLP) | UNIT L P INT | 573331105 | $185 | 40,794 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $193 | 12,784 | 0.0% |
| Aberdeen Global Premier Ppty(XAWPX) | COM SH BEN INT | 00302L108 | $206 | 33,154 | 0.0% |
| Allegro Merger Corp | *W EXP 01/06/202 | 01749N111 | $207 | 900,000 | 0.0% |
| NRC Group Hldgs Corp | *W EXP 10/17/202 | 629375114 | $207 | 87,500 | 0.0% |
| Social Cap Hedosophia Hldgs | *W EXP 09/14/202 | G8250R129 | $208 | 83,334 | 0.0% |