Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nuveen Arizona Qlty MUN Inc(NAZ) | COM | 67061W104 | $211 | 15,705 | 0.0% |
| Gain Cap Hldgs Inc | NOTE 5.000% 8/1 | 36268WAF7 | $211 | $225,000 | 0.0% |
| Nuveen Ohio Qlty MUN Income | COM | 670980101 | $212 | 13,464 | 0.0% |
| Gigcapital2 Inc | *W EXP 02/28/202 | 375036118 | $215 | 765,000 | 0.0% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $216 | 16,880 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $218 | 17,405 | 0.0% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $221 | 19,694 | 0.0% |
| BlackRock Munihldngs Qlty II | COM | 09254C107 | $222 | 17,359 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $227 | 27,271 | 0.0% |
| B Riley Principal Merger COR | *W EXP 04/08/202 | 05586Y114 | $230 | 425,000 | 0.0% |
| Gores Metropoulos Inc | *W EXP 01/28/202 | 382872117 | $233 | 166,666 | 0.0% |
| Nebula Acquisition Corp | *W EXP 03/12/202 | 629076118 | $233 | 233,332 | 0.0% |
| BlackRock N Y MUN Income TR(BNY) | SH BEN INT | 09248L106 | $238 | 16,821 | 0.0% |
| Andina Acquisition Corp III | *W EXP 07/31/202 | G04415124 | $252 | 1,200,000 | 0.0% |
| THL CR SR LN FD | COM | 87244R103 | $256 | 17,070 | 0.0% |
| Retail Value Inc | COM | 76133Q102 | $256 | 6,915 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $257 | 34,349 | 0.0% |
| Tuscan Hldgs Corp II | *W EXP 04/01/202 | 90070A111 | $259 | 475,000 | 0.0% |
| Spartan Energy Acquisiton Co | *W EXP 08/27/202 | 846784122 | $261 | 434,999 | 0.0% |
| Nuveen Michigan QLT MUN Inc | COM | 670979103 | $263 | 18,858 | 0.0% |
| Regalwood Global Energy LTD | *W EXP 12/05/202 | G74760128 | $265 | 440,925 | 0.0% |
| Delaware INV MN MUN Inc FD I | COM | 24610V103 | $273 | 20,831 | 0.0% |
| Medallia Inc(MDLA) | COM | 584021109 | $274 | 10,000 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $276 | 30,155 | 0.0% |
| Source Cap Inc | COM | 836144105 | $278 | 7,603 | 0.0% |
| Envista Hldgs Corp(NVST) | COM | 29415F104 | $279 | 10,000 | 0.0% |
| Voya Infrastructure Indls &(IDE) | COM | 92912X101 | $282 | 24,671 | 0.0% |
| BP Midstream Partners LP | UNIT LTD PTNR | 0556EL109 | $292 | 20,000 | 0.0% |
| Federated Prem MUN Inc FD(FMN) | COM | 31423P108 | $299 | 21,084 | 0.0% |
| UGI Corp New(UGI) | COM | 902681105 | $302 | 6,017 | 0.0% |
| LEO Holdings Corp | COM CL A | G5463L105 | $313 | 30,600 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $314 | 39,648 | 0.0% |
| BlackRock Muniyield PA Qlty(MPA) | COM | 09255G107 | $348 | 24,508 | 0.0% |
| Pivotal Invt Corp II | *W EXP 06/01/202 | 72582K118 | $357 | 333,332 | 0.0% |
| FAR PT Acquisition Corp | *W EXP 06/01/202 | 30734W117 | $360 | 299,999 | 0.0% |
| SC Health Corp | *W EXP 99/99/999 | G78516401 | $360 | 300,000 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $371 | 26,933 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $375 | 69,052 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $379 | 25,048 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $383 | 62,630 | 0.0% |
| LF Cap Acquisition Corp | *W EXP 06/22/202 | 50200K116 | $384 | 1,200,000 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $389 | 67,433 | 0.0% |
| Antero Midstream Corp(AM) | COM | 03676B102 | $389 | 52,600 | 0.0% |
| Western Asset Intm Muni FD I(SBI) | COM | 958435109 | $393 | 42,799 | 0.0% |
| Replay Acquisition Corp | *W EXP 03/01/202 | G75130115 | $397 | 575,000 | 0.0% |
| Landcadia Hldgs II Inc | *W EXP 05/09/202 | 51476X113 | $414 | 583,332 | 0.0% |
| Nuveen Virginia Qlty Muncpl(NPV) | COM | 67064R102 | $419 | 30,282 | 0.0% |
| EQM Midstream Partners LP | UNIT LTD PARTN | 26885B100 | $425 | 13,000 | 0.0% |
| Bioceres Crop Solutions Corp(BIOX) | *W EXP 03/14/202 | G1117K106 | $425 | 1,249,900 | 0.0% |
| Megalith Finl Acquisition Co | *W EXP 08/26/202 | 58518F117 | $438 | 1,153,800 | 0.0% |