Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Megalith Finl Acquisition Co | *W EXP 08/26/202 | 58518F117 | $438 | 1,153,800 | 0.0% |
| Patriot Natl Bancorp Inc(PNBK) | COM NEW | 70336F203 | $439 | 34,442 | 0.0% |
| Gordon Pointe Acquisition Co | *W EXP 07/30/202 | 382788115 | $443 | 1,106,820 | 0.0% |
| Twelve Seas Investment Compa | RIGHT 12/22/2019 | G9145A131 | $444 | 1,200,000 | 0.0% |
| New Frontier Corp | *W EXP 99/99/999 | G6485P124 | $450 | 450,000 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $458 | 30,757 | 0.0% |
| Enlink Midstream LLC(0E41) | COM UNIT REP LTD | 29336T100 | $468 | 55,000 | 0.0% |
| Leisure Acquisition Corp | *W EXP 12/05/201 | 52539T115 | $469 | 625,000 | 0.0% |
| Teekay LNG Partners L P(TK) | PRTNRSP UNITS | Y8564M105 | $491 | 36,000 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $494 | 17,439 | 0.0% |
| Gores Holdings III Inc | *W EXP 09/11/202 | 38286G117 | $500 | 333,332 | 0.0% |
| Rattler Midstream LP | COM UNITS | 75419T103 | $502 | 28,159 | 0.0% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $504 | 27,497 | 0.0% |
| Schultze SPL Purp Acqustn Co | *W EXP 12/31/202 | 80821R117 | $504 | 1,440,000 | 0.0% |
| CNX Midstream Partners LP | COM UNIT REPST | 12654A101 | $508 | 36,000 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $514 | 53,889 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $519 | 49,256 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $525 | 35,373 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $530 | 44,354 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $532 | 26,000 | 0.0% |
| Switchback Energy Acquisitio | *W EXP 07/25/202 | 87105M110 | $538 | 566,666 | 0.0% |
| Holly Energy Partners L P | COM UT LTD PTN | 435763107 | $558 | 22,100 | 0.0% |
| Western Midstream Partners L(WES) | COM UNIT LP INT | 958669103 | $572 | 23,000 | 0.0% |
| Genesis Energy L P(GEL) | UNIT LTD PARTN | 371927104 | $580 | 27,000 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $580 | 47,273 | 0.0% |
| Ranpak Hldgs Corp | *W EXP 06/03/202 | 75321W111 | $581 | 775,000 | 0.0% |
| Hess Midstream Partners LP | UNIT LTD PR INT | 428104103 | $584 | 30,300 | 0.0% |
| GX Acquisition Corp | *W EXP 05/24/202 | 36251A115 | $600 | 1,000,000 | 0.0% |
| Enable Midstream Partners LP | COM UNIT RP IN | 292480100 | $602 | 50,000 | 0.0% |
| BlackRock Debt Strat FD Inc(DSU) | COM NEW | 09255R202 | $618 | 57,453 | 0.0% |
| Tiberius Acquisition Corp | *W EXP 02/28/202 | 88633A115 | $624 | 1,057,500 | 0.0% |
| BlackRock Enhanced GBL DIV T(XBOEX) | COM | 092501105 | $624 | 59,853 | 0.0% |
| DCP Midstream LP | COM UT LTD PTN | 23311P100 | $629 | 24,000 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $630 | 52,466 | 0.0% |
| Tortoise Acquisition Corp | *W EXP 03/04/202 | 89154L118 | $634 | 1,038,969 | 0.0% |
| South MTN Merger Corp | *W EXP 06/20/202 | 838884112 | $638 | 750,000 | 0.0% |
| TC Pipelines LP | UT COM LTD PRT | 87233Q108 | $639 | 15,700 | 0.0% |
| Twelve Seas Investment Compa | *W EXP 12/22/202 | G9145A115 | $672 | 1,200,000 | 0.0% |
| Diamondpeak Hldgs COR | *W EXP 02/22/202 | 25280H118 | $675 | 766,666 | 0.0% |
| Graf Indl Corp | *W EXP 12/31/202 | 384278115 | $695 | 1,782,000 | 0.0% |
| Tallgrass Energy LP | CLASS A SHS | 874696107 | $705 | 35,000 | 0.0% |
| Chaserg Technlgy Acquisitn C | *W EXP 04/10/202 | 16166A111 | $721 | 810,000 | 0.0% |
| Adam NAT RES FD Inc(PEO) | COM | 00548F105 | $739 | 46,664 | 0.0% |
| Conyers PK II Acquisition Co | COM CL A | 212896104 | $746 | 75,000 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $747 | 36,000 | 0.0% |
| GS Acquisition Hldgs Corp | *W EXP 06/12/202 | 36255F110 | $750 | 500,000 | 0.0% |
| Crescent Acquisition Corp | *W EXP 03/08/202 | 22564L113 | $750 | 1,000,000 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $751 | 56,782 | 0.0% |
| Monocle Acquisition Corp | *W EXP 12/06/202 | 609754114 | $756 | 1,680,597 | 0.0% |
| Gigcapital Inc | *W EXP 06/08/202 | 37518N122 | $763 | 1,125,000 | 0.0% |