Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $2.0K | $2,000,000 | 0.0% |
| Andina Acquisition Corp III | SHS | G04415108 | $2.0K | 200,000 | 0.0% |
| Gores Holdings III Inc | CLASS A | 38286G109 | $2.0K | 199,998 | 0.0% |
| Allegro Merger Corp | COM | 01749N103 | $2.0K | 200,000 | 0.0% |
| Tiberius Acquisition Corp | COM | 88633A107 | $2.1K | 200,000 | 0.0% |
| BIG Rock Partners Acquisi Co | COM | 089482103 | $2.1K | 200,000 | 0.0% |
| HL Acquisitions Corp | SHS | G4603R106 | $2.2K | 216,000 | 0.0% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $2.2K | 18,100 | 0.0% |
| Trinity Merger Corp | *W EXP 05/11/202 | 89653L114 | $2.2K | 1,750,000 | 0.0% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $2.2K | $3,050,000 | 0.0% |
| Pivotal Acquisition Corp | *W EXP 12/01/202 | 72583A119 | $2.4K | 1,800,000 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $2.4K | 239,998 | 0.0% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $2.5K | 91,722 | 0.0% |
| Compucredit Hldgs Corp | NOTE 5.875%11/3 | 20478NAD2 | $2.6K | $5,000,000 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $2.8K | $2,000,000 | 0.0% |
| Proficient Alpha Acqustn COR | COM | 74317H105 | $2.8K | 280,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $2.9K | 288,000 | 0.0% |
| Innoviva Inc | NOTE 2.500% 8/1 | 45781MAB7 | $2.9K | $3,000,000 | 0.0% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $2.9K | $3,245,000 | 0.0% |
| Nebula Acquisition Corp | COM CLASS A | 629076100 | $2.9K | 289,998 | 0.0% |
| Chaserg Technlgy Acquisitn C | CLASS A | 16166A103 | $3.0K | 300,000 | 0.0% |
| Mudrick Cap Acquisition Corp | COM CLASS A | 624745105 | $3.1K | 300,000 | 0.0% |
| Legacy Acquisition Corp | COM CL A | 524643103 | $3.1K | 300,000 | 0.0% |
| Leisure Acquisition Corp | COM | 52539T107 | $3.1K | 300,000 | 0.0% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $3.1K | $7,350,000 | 0.0% |
| Proofpoint Inc(PFPT) | COM | 743424103 | $3.2K | 25,354 | 0.0% |
| Liveperson Inc(LPSNUSD) | COM | 538146101 | $3.2K | 88,716 | 0.0% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $3.3K | $2,500,000 | 0.0% |
| Regalwood Global Energy LTD | COM CL A | G74760102 | $3.3K | 322,777 | 0.0% |
| Presidio Inc | COM | 74102M103 | $3.4K | 198,991 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $3.4K | $2,000,000 | 0.0% |
| Churchill Cap Corp II(CCXGBP) | CL A | 17143G106 | $3.5K | 349,998 | 0.0% |
| Collier Creek Holdings | COM CL A | G22707106 | $3.6K | 349,998 | 0.0% |
| FAR PT Acquisition Corp | COM CL A | 30734W109 | $3.6K | 349,998 | 0.0% |
| Booking Hldgs Inc(BKNG) | COM | 09857L108 | $3.6K | 1,833 | 0.0% |
| Amci Acquisition Corp | CLASS A | 00165R101 | $3.6K | 360,000 | 0.0% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U133 | $3.6K | 34,225 | 0.0% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $3.7K | $3,500,000 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $3.7K | $3,900,000 | 0.0% |
| Plug Power Inc | NOTE 5.500% 3/1 | 72919PAB9 | $3.7K | $3,000,000 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $3.8K | $4,000,000 | 0.0% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $4.0K | 390,000 | 0.0% |
| Apex Technology Acquisitn Co | UNIT 06/11/2026 | 03768F201 | $4.1K | 400,000 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 4.125% 9/1 | 42330PAJ6 | $4.1K | $3,500,000 | 0.0% |
| Clarivate Analytics PLC(CLVT) | *W EXP 11/09/201 | G21810117 | $4.1K | 697,500 | 0.0% |
| International Speedway Corp | CL A | 460335201 | $4.2K | 92,399 | 0.0% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $4.4K | $5,500,000 | 0.0% |
| Fintech Acquisition Corp III | COM CL A | 31811A101 | $4.5K | 450,000 | 0.0% |
| Docusign Inc(DOCU) | COM | 256163106 | $4.5K | 75,175 | 0.0% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $4.6K | $4,925,000 | 0.0% |