Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Netfin Acquisition Corp | SHS CL A | G6455A107 | $4.9K | 500,000 | 0.0% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $4.9K | 22,692 | 0.0% |
| Gores Metropoulos Inc | COM CL A | 382872109 | $5.0K | 499,998 | 0.0% |
| Wayfair Inc(W) | CL A | 94419L101 | $5.1K | 45,072 | 0.0% |
| Tuscan Holdings Corp | COM | 90069K104 | $5.1K | 520,000 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $5.2K | $5,000,000 | 0.0% |
| Oritani Finl Corp del(ORIT) | COM | 68633D103 | $5.2K | 294,299 | 0.0% |
| DHT Holdings Inc | NOTE 4.500% 8/1 | 23335SAD8 | $5.4K | $4,700,000 | 0.0% |
| Covetrus Inc(CVETUSD) | COM | 22304C100 | $5.5K | 465,027 | 0.0% |
| Delphi Technologies PLC | SHS | G2709G107 | $5.6K | 421,616 | 0.0% |
| GS Acquisition Hldgs Corp | COM CL A | 36255F102 | $5.6K | 549,902 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $5.6K | $5,000,000 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $5.7K | 566,000 | 0.0% |
| LF Cap Acquisition Corp | CL A | 50200K108 | $5.7K | 560,000 | 0.0% |
| SC Health Corp | COM CL A | G78516203 | $5.9K | 600,000 | 0.0% |
| Diamond Eagle Acquisition Co | COM CL A | 25258L109 | $5.9K | 600,000 | 0.0% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $6.0K | $7,250,000 | 0.0% |
| Nanometrics Inc | COM | 630077105 | $6.0K | 183,469 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $6.0K | $6,000,000 | 0.0% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $6.1K | 113,150 | 0.0% |
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $6.1K | 579,800 | 0.0% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $6.2K | $3,500,000 | 0.0% |
| Pentair PLC(PNR) | SHS | G7S00T104 | $6.2K | 164,975 | 0.0% |
| Navigant Consulting Inc | COM | 63935N107 | $6.4K | 227,858 | 0.0% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $6.4K | 54,225 | 0.0% |
| United Finl Bancorp Inc New | COM | 910304104 | $6.4K | 470,878 | 0.0% |
| Tesla Inc(TSLA) | COM | 88160R101 | $6.4K | 26,686 | 0.0% |
| B Riley Principal Merger COR | CL A | 05586Y106 | $6.4K | 650,000 | 0.0% |
| IAA Inc(IAA-WUSD) | COM | 449253103 | $6.9K | 164,624 | 0.0% |
| Gigcapital Inc | COM | 37518N106 | $6.9K | 675,000 | 0.0% |
| Veoneer Incorporated | COM | 92336X109 | $7.0K | 466,175 | 0.0% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $7.0K | $15,000,000 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $7.3K | $5,000,000 | 0.0% |
| Gigcapital2 Inc | COM | 375036100 | $7.5K | 765,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $7.6K | $7,631,000 | 0.0% |
| GDS Hldgs LTD | NOTE 2.000% 6/0 | 36165LAB4 | $7.8K | $7,500,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $7.9K | $7,500,000 | 0.0% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $7.9K | 1,180,366 | 0.0% |
| Replay Acquisition Corp | COM | G75130107 | $7.9K | 800,000 | 0.0% |
| Alder Biopharmaceuticals Inc(ALDR1EUR) | COM | 014339105 | $8.0K | 422,832 | 0.0% |
| Hennessy Cap Acqustion Corp | CL A COM | 42589C104 | $8.0K | 800,000 | 0.0% |
| Silver Spike Acquisition COR | UNIT 99/99/9999 | G8136L122 | $8.1K | 800,000 | 0.0% |
| Garrett Motion Inc(GTX) | COM | 366505105 | $8.2K | 819,263 | 0.0% |
| Hubspot Inc | NOTE 0.250% 6/0 | 443573AB6 | $8.4K | $5,000,000 | 0.0% |
| Nielsen Hldgs PLC | SHS EUR | G6518L108 | $8.5K | 402,187 | 0.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $8.6K | $11,500,000 | 0.0% |
| Monotype Imaging Holdings in | COM | 61022P100 | $8.7K | 439,922 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $8.8K | $8,375,000 | 0.0% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $8.8K | $9,725,000 | 0.0% |
| Equitrans Midstream Corporat(ETRNUSD) | COM | 294600101 | $8.8K | 617,439 | 0.0% |