Q3 2019 Holdings
Filed 2019-11-14 | 449 holdings | $65.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Insurance Acquisition Corp | CL A | 457867109 | $8.9K | 900,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $8.9K | $9,850,000 | 0.0% |
| Boxwood Merger Corp | COM CL A | 10319T101 | $9.0K | 894,065 | 0.0% |
| Wesco Aircraft Hldgs Inc | COM | 950814103 | $9.2K | 832,171 | 0.0% |
| CF FIN Acquisition Corp | COM CL A | 12528N107 | $9.3K | 917,006 | 0.0% |
| Tuscan Hldgs Corp II | COM | 90070A103 | $9.3K | 950,000 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $9.5K | $7,740,000 | 0.0% |
| Pivotal Invt Corp II | COM CL A | 72582K100 | $9.7K | 999,996 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $9.9K | $10,000,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $10.0K | $9,500,000 | 0.0% |
| Experience Investment Corp | UNIT 09/01/2026 | 30217C208 | $10.0K | 1,000,000 | 0.0% |
| New Providence Acquisitin Co | UNIT 09/01/2024 | 64822P205 | $10.1K | 1,000,000 | 0.0% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $10.2K | 1,000,000 | 0.0% |
| South MTN Merger Corp | COM CL A | 838884104 | $10.3K | 1,050,000 | 0.0% |
| Transocean Inc | DEB 0.500% 1/3 | 893830BJ7 | $10.4K | $12,625,000 | 0.0% |
| Quotient Technology Inc | NOTE 1.750%12/0 | 749119AB9 | $10.8K | $11,450,000 | 0.0% |
| Acamar Partners Acqsition Co | CL A | 004285102 | $11.0K | 1,100,000 | 0.0% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $11.1K | $10,000,000 | 0.0% |
| Resideo Technologies Inc(REZI) | COM | 76118Y104 | $11.3K | 790,569 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $11.4K | $11,150,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $11.5K | $18,600,000 | 0.0% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $11.7K | $12,500,000 | 0.0% |
| ACT II Global Acquisition Co | CL A SHS | G0080J104 | $11.8K | 1,200,000 | 0.0% |
| Centerpoint Energy Inc | DEP RP PFD CV B | 15189T503 | $12.1K | 231,425 | 0.0% |
| C&J Energy Svcs Inc New(CJ1EUR) | COM | 12674R100 | $12.2K | 1,138,910 | 0.0% |
| Stewart Information Svcs COR(STC) | COM | 860372101 | $12.4K | 319,828 | 0.0% |
| Crescent Acquisition Corp | COM CL A | 22564L105 | $12.8K | 1,300,000 | 0.0% |
| Semgroup Corp | CL A | 81663A105 | $12.9K | 788,363 | 0.0% |
| Alcon Inc(ALC) | ORD SHS | H01301128 | $12.9K | 221,187 | 0.0% |
| Apergy Corp(APY1USD) | COM | 03755L104 | $13.0K | 482,461 | 0.0% |
| Industrial Logistics Pptys T(ILPT) | COM SHS BEN INT | 456237106 | $13.7K | 643,795 | 0.0% |
| Newmark Group Inc(NMRK) | CL A | 65158N102 | $13.7K | 1,510,591 | 0.0% |
| DOW Inc(DOW) | COM | 260557103 | $13.8K | 289,228 | 0.0% |
| Black Knight Inc(BKIEUR) | COM | 09215C105 | $14.1K | 231,166 | 0.0% |
| Genomic Health Inc(GHDX) | COM | 37244C101 | $14.4K | 212,182 | 0.0% |
| MFA Finl Inc | NOTE 6.250% 6/1 | 55272XAA0 | $14.7K | $14,225,000 | 0.0% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $14.7K | $13,825,000 | 0.0% |
| FOX Corp(FOXA) | CL A COM | 35137L105 | $15.0K | 474,625 | 0.0% |
| Nvent Electric PLC(NVT) | SHS | G6700G107 | $15.7K | 716,792 | 0.0% |
| Kontoor Brands Inc(KTB) | COM | 50050N103 | $15.7K | 448,271 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $15.7K | 1,580,597 | 0.0% |
| Wyndham Hotels & Resorts Inc(WH) | COM | 98311A105 | $16.0K | 309,595 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $16.2K | $13,896,000 | 0.0% |
| Fortive Corp | 5% PFD CNV SER A | 34959J207 | $16.3K | 18,050 | 0.0% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $16.3K | $17,600,000 | 0.0% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $16.3K | $19,875,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $16.5K | $16,475,000 | 0.0% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $16.5K | $15,500,000 | 0.0% |
| Switchback Energy Acquisitio | COM CL A | 87105M102 | $16.5K | 1,699,998 | 0.0% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $16.7K | $22,500,000 | 0.0% |