Q4 2019 Holdings
Filed 2020-01-31 | 98 holdings | $10.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $8.5M | 39,890 | 79.3% |
| Cytomx Therapeutics Inc(CTMX) | COM | 23284F105 | $787.0K | 94,661 | 7.4% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $498.0K | 10,393 | 4.7% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $452.0K | 5,102 | 4.2% |
| Boeing Co(BA) | COM | 097023105 | $348.0K | 1,067 | 3.3% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $12.5K | 55,362 | 0.1% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $6.4K | 442,499 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $5.0K | 2,724 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $4.8K | 123,614 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $4.4K | 21,287 | 0.0% |
| The Trade Desk Inc(TTD) | COM CL A | 88339J105 | $4.3K | 16,726 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $4.2K | 14,324 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $4.1K | 28,662 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $3.9K | 28,257 | 0.0% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $3.6K | 245,869 | 0.0% |
| Embraer S A(EMBJ) | SPONSORED ADS | 29082A107 | $3.6K | 186,440 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $3.5K | 2,595 | 0.0% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $3.4K | 5,861 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.9K | 18,575 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $2.9K | 15,183 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $2.8K | 2,098 | 0.0% |
| Heron Therapeutics Inc(HRTX) | COM | 427746102 | $2.7K | 113,245 | 0.0% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $2.5K | 16,730 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $2.2K | 63,241 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $1.9K | 26,105 | 0.0% |
| Zoetis Inc(ZTS) | CL A | 98978V103 | $1.9K | 14,221 | 0.0% |
| UBS Group AG(UBS) | SHS | H42097107 | $1.9K | 148,850 | 0.0% |
| Amgen Inc(AMGN) | COM | 031162100 | $1.7K | 7,200 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $1.5K | 18,399 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $1.4K | 8,905 | 0.0% |
| Lockheed Martin Corp(LMT) | COM | 539830109 | $1.4K | 3,710 | 0.0% |
| Ross Stores Inc(ROST) | COM | 778296103 | $1.4K | 11,650 | 0.0% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $1.3K | 4,077 | 0.0% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $1.3K | 8,678 | 0.0% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $1.2K | 28,815 | 0.0% |
| Allianzgi Conv Income FD II | COM | 018825109 | $1.2K | 230,100 | 0.0% |
| Broadcom Inc(AVGO) | COM | 11135F101 | $988 | 3,126 | 0.0% |
| YUM Brands Inc(YUM) | COM | 988498101 | $947 | 9,398 | 0.0% |
| Radius Health Inc | COM NEW | 750469207 | $938 | 46,525 | 0.0% |
| Accenture PLC Ireland(ACN) | SHS CLASS A | G1151C101 | $928 | 4,408 | 0.0% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $911 | 6,080 | 0.0% |
| Honeywell Intl Inc(HON) | COM | 438516106 | $907 | 5,125 | 0.0% |
| Merck & Co Inc(MRK) | COM | 58933Y105 | $753 | 8,275 | 0.0% |
| Pepsico Inc(PEP) | COM | 713448108 | $741 | 5,423 | 0.0% |
| Coca Cola Co(KO) | COM | 191216100 | $735 | 13,275 | 0.0% |
| California RES Corp(CRCEUR)Put | COM NEW | 13057Q206 | $722 | 80,000 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $707 | 46,836 | 0.0% |
| General MLS Inc(GIS) | COM | 370334104 | $686 | 12,800 | 0.0% |
| International Business Machs(IBM) | COM | 459200101 | $685 | 5,113 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $614 | 2,809 | 0.0% |