Q4 2019 Holdings
Filed 2020-02-13 | 2522 holdings | $263.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Insulet Corp | NOTE 1.375%11/1 | 45784PAH4 | $23 | $12,000 | 0.0% |
| Corning Inc(GLW)Call | COM | 219350105 | $23 | 800 | 0.0% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $24 | $18,000 | 0.0% |
| Pivotal Invt Corp II | *W EXP 06/01/202 | 72582K118 | $26 | 33,333 | 0.0% |
| Kimberly Clark Corp(KMB)Call | COM | 494368103 | $28 | 200 | 0.0% |
| Denbury RES Inc(DNREUR)Call | COM NEW | 247916208 | $28 | 20,000 | 0.0% |
| Tallgrass Energy LP | CLASS A SHS | 874696107 | $28 | 29,705 | 0.0% |
| Haymaker Acquisition Corp II | *W EXP 10/31/202 | 42087L119 | $29 | 20,275 | 0.0% |
| Akorn Inc(AKRXEUR) | COM | 009728106 | $33 | 22,323 | 0.0% |
| American WTR WKS Co Inc New(AWK)Call | COM | 030420103 | $37 | 300 | 0.0% |
| Kratos Defense & SEC Solutio(KTOS) | COM NEW | 50077B207 | $37 | 2,064 | 0.0% |
| Take-Two Interactive Softwar(TTWO)Call | COM | 874054109 | $37 | 300 | 0.0% |
| TE Connectivity LTD(TEL)Put | REG SHS | H84989104 | $38 | 400 | 0.0% |
| Calamp Corp | NOTE 2.000% 8/0 | 128126AD1 | $39 | $47,000 | 0.0% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AC4 | $39 | $22,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $39 | $39,000 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $41 | 10,944 | 0.0% |
| Willis Towers Watson PUB LTD(WTW) | SHS | G96629103 | $41 | 204 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $43 | $30,000 | 0.0% |
| Diplomat Pharmacy Inc(DPLOEUR) | COM | 25456K101 | $44 | 11,008 | 0.0% |
| China Rapid FIN LTD | SPNSORD ADS NEW | 16953Q204 | $46 | 12,500 | 0.0% |
| Cemex SAB de CV | NOTE 3.720% 3/1 | 151290BT9 | $46 | $46,000 | 0.0% |
| Carvana Co(CVNA) | CL A | 146869102 | $46 | 500 | 0.0% |
| Campbell Soup Co(CPB) | COM | 134429109 | $46 | 932 | 0.0% |
| Trine Acquisition Corp | *W EXP 03/31/202 | 89628U116 | $48 | 50,000 | 0.0% |
| Oasis Pete Inc New | NOTE 2.625% 9/1 | 674215AJ7 | $50 | $63,000 | 0.0% |
| Coca Cola European Partners(KO)Put | SHS | G25839104 | $51 | 1,000 | 0.0% |
| Iqvia Hldgs Inc(IQV) | COM | 46266C105 | $51 | 332 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $53 | $56,000 | 0.0% |
| Denbury RES Inc(DNREUR)Put | COM NEW | 247916208 | $55 | 38,800 | 0.0% |
| Tailored Brands Inc | COM | 87403A107 | $57 | 13,815 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc(AJRDEUR) | COM | 007800105 | $59 | 1,300 | 0.0% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $60 | 17,250 | 0.0% |
| Sally Beauty Hldgs Inc(SBH) | COM | 79546E104 | $61 | 3,327 | 0.0% |
| Radiant Logistics Inc(RLGT) | COM | 75025X100 | $62 | 11,179 | 0.0% |
| Iqvia Hldgs Inc(IQV)Put | COM | 46266C105 | $62 | 400 | 0.0% |
| D R Horton Inc(DHI)Call | COM | 23331A109 | $63 | 1,200 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $63 | 19,050 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $63 | 23,359 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $64 | 19,745 | 0.0% |
| DTE Energy Co(DTE) | COM | 233331107 | $65 | 500 | 0.0% |
| Newmont Goldcorp Corporation(NEM)Put | COM | 651639106 | $65 | 1,500 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $66 | $26,000 | 0.0% |
| Edwards Lifesciences Corp(EW)Put | COM | 28176E108 | $70 | 300 | 0.0% |
| Xcel Energy Inc(XEL)Put | COM | 98389B100 | $70 | 1,100 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $71 | $81,000 | 0.0% |
| Zuora Inc(ZUOUSD)Call | COM CL A | 98983V106 | $72 | 5,000 | 0.0% |
| Global Pmts Inc(GPN)Put | COM | 37940X102 | $73 | 400 | 0.0% |
| Gores Holdings III Inc | *W EXP 09/11/202 | 38286G117 | $74 | 47,800 | 0.0% |
| Anglogold Ashanti LTD(AU3EUR)Call | SPONSORED ADR | 035128206 | $74 | 3,300 | 0.0% |