Q4 2019 Holdings
Filed 2020-02-13 | 2522 holdings | $263.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vonage Hldgs CorpCall | COM | 92886T201 | $74 | 10,000 | 0.0% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $77 | 12,839 | 0.0% |
| Global Eagle Entmt IncCall | COM | 37951D102 | $77 | 154,000 | 0.0% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $77 | 2,100 | 0.0% |
| Welbilt Inc | COM | 949090104 | $78 | 5,000 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $79 | $79,000 | 0.0% |
| Royal Caribbean Cruises LTD(RCL) | COM | V7780T103 | $81 | 607 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $81 | 19,880 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $81 | 19,134 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $82 | 20,830 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $83 | $80,000 | 0.0% |
| Protagonist Therapeutics Inc(PTGX) | COM | 74366E102 | $83 | 11,756 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $83 | 64,065 | 0.0% |
| Chipotle Mexican Grill Inc(CMG)Call | COM | 169656105 | $84 | 100 | 0.0% |
| Avid Bioservices Inc(PPHMEUR) | COM | 05368M106 | $84 | 10,898 | 0.0% |
| Devon Energy Corp New(DVN)Call | COM | 25179M103 | $86 | 3,300 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Call | UT SER 1 | 78467X109 | $86 | 300 | 0.0% |
| NCR Corp New(VYX) | COM | 62886E108 | $88 | 2,500 | 0.0% |
| Orbcomm Inc(ORBC) | COM | 68555P100 | $89 | 21,157 | 0.0% |
| Vista Outdoor Inc(VSTOEUR) | COM | 928377100 | $90 | 12,016 | 0.0% |
| Mcdermott Intl Inc | COM | 580037703 | $91 | 135,208 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $92 | 19,539 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $92 | 13,236 | 0.0% |
| Discover Finl Svcs(DFSEUR)Call | COM | 254709108 | $93 | 1,100 | 0.0% |
| DEL Taco Restaurants Inc(TACOEUR) | COM | 245496104 | $93 | 11,810 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR)Call | COM | 035710409 | $96 | 10,200 | 0.0% |
| Tenable Hldgs Inc(TENB) | COM | 88025T102 | $96 | 4,000 | 0.0% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $97 | $95,000 | 0.0% |
| Trustco BK Corp N Y | COM | 898349105 | $98 | 11,315 | 0.0% |
| Leidos Hldgs Inc(LDOS) | COM | 525327102 | $98 | 1,003 | 0.0% |
| Channeladvisor Corp(ECOM1USD) | COM | 159179100 | $100 | 11,104 | 0.0% |
| CSX Corp(CSX)Call | COM | 126408103 | $101 | 1,400 | 0.0% |
| Acorda Therapeutics Inc | COM | 00484M106 | $102 | 50,000 | 0.0% |
| Amerisourcebergen Corp(COR)Call | COM | 03073E105 | $102 | 1,200 | 0.0% |
| Amerisourcebergen Corp(COR)Put | COM | 03073E105 | $102 | 1,200 | 0.0% |
| Mongodb Inc | NOTE 0.750% 6/1 | 60937PAB2 | $103 | $51,000 | 0.0% |
| Acco Brands Corp(ACCO) | COM | 00081T108 | $104 | 11,123 | 0.0% |
| Cision LTD | SHS | G1992S109 | $104 | 10,389 | 0.0% |
| Farfetch LTD(FTCHQ) | ORD SH CL A | 30744W107 | $104 | 10,000 | 0.0% |
| Mednax Inc(MD) | COM | 58502B106 | $105 | 3,761 | 0.0% |
| American Renal Associates HO(ARAUSD) | COM | 029227105 | $106 | 10,234 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $107 | 28,135 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $107 | 29,300 | 0.0% |
| Neophotonics Corp | COM | 64051T100 | $109 | 12,365 | 0.0% |
| Spark Energy Inc | CL A COM | 846511103 | $110 | 11,873 | 0.0% |
| Ball Corp(BALL)Call | COM | 058498106 | $110 | 1,700 | 0.0% |
| Ametek Inc New(AME)Call | COM | 031100100 | $110 | 1,100 | 0.0% |
| Hudson PAC Pptys Inc | COM | 444097109 | $113 | 3,000 | 0.0% |
| California RES Corp(CRCEUR) | COM NEW | 13057Q206 | $113 | 12,469 | 0.0% |
| FAR PT Acquisition Corp | COM CL A | 30734W109 | $115 | 11,109 | 0.0% |