Q2 2020 Holdings
Filed 2020-08-14 | 646 holdings | $55.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bioxcel Therapeutics Inc(BTAIEUR)Call | COM | 09075P105 | $111 | 2,100 | 0.0% |
| Championx Corporation(APY1EUR)Put | COM | 15872M104 | $113 | 11,500 | 0.0% |
| Eagle Cap Growth FD Inc | COM | 269451100 | $113 | 17,008 | 0.0% |
| Duff & Phelps SLT Engy and M | COM | 26433F108 | $114 | 211,929 | 0.0% |
| Tilray Inc(TLRYEUR)Call | COM CL 2 | 88688T100 | $114 | 16,100 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $117 | 28,322 | 0.0% |
| Heron Therapeutics Inc(HRTX) | COM | 427746102 | $118 | 8,000 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $121 | 19,571 | 0.0% |
| Kaixin Auto Hldgs | SHS | G5223X100 | $121 | 140,661 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $122 | 32,000 | 0.0% |
| Championx Corporation(APY1EUR)Call | COM | 15872M104 | $122 | 12,500 | 0.0% |
| Heron Therapeutics Inc(HRTX)Put | COM | 427746102 | $124 | 8,400 | 0.0% |
| RMG Acquisition Corp | CL A | 749641106 | $127 | 12,411 | 0.0% |
| Wrap Technologies Inc(WRAP) | COM | 98212N107 | $129 | 12,350 | 0.0% |
| Viking Therapeutics Inc(VKTX) | COM | 92686J106 | $130 | 18,000 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $134 | 42,500 | 0.0% |
| CEL SCI Corp(CVM1EUR)Put | COM PAR NEW | 150837607 | $134 | 9,000 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $136 | 11,752 | 0.0% |
| RPT Realty(RPTUSD)Call | SH BEN INT | 74971D101 | $139 | 20,000 | 0.0% |
| SFL Corporation LTD(SFL)Put | SHS | G7738W106 | $139 | 15,000 | 0.0% |
| Guess Inc(GU9)Put | COM | 401617105 | $139 | 14,400 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $143 | 34,794 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $144 | 18,718 | 0.0% |
| Acamar Partners Acqsition Co | *W EXP 02/26/202 | 004285110 | $144 | 110,509 | 0.0% |
| Overstock COM Inc del(BBBY) | COM | 690370101 | $144 | 5,082 | 0.0% |
| United STS Oil FD LP(USO)Put | UNITS | 91232N207 | $146 | 5,244 | 0.0% |
| Sangamo Therapeutics Inc(SGMO)Call | COM | 800677106 | $147 | 16,400 | 0.0% |
| Change Healthcare Inc(CHNGUSD) | COM | 15912K100 | $147 | 13,148 | 0.0% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $148 | 800 | 0.0% |
| Eagle Grwth & Income Oppty F | COM SHS BEN IN | 26958J105 | $148 | 10,990 | 0.0% |
| Diamondpeak Hldgs COR | COM CL A | 25280H100 | $152 | 14,771 | 0.0% |
| BlackRock Debt Strategies FD(DSU) | COM NEW | 09255R202 | $159 | 17,006 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $161 | 15,333 | 0.0% |
| Transocean LTD(RIG)Call | REG SHS | H8817H100 | $162 | 88,700 | 0.0% |
| RMG Acquisition Corp | *W EXP 02/21/202 | 749641114 | $165 | 168,597 | 0.0% |
| Allakos Inc(ALLKGUSD) | COM | 01671P100 | $165 | 2,300 | 0.0% |
| Mereo Biopharma Group PLC(MREO) | ADS | 589492107 | $168 | 54,773 | 0.0% |
| Farfetch LTD(FTCHQ)Put | ORD SH CL A | 30744W107 | $173 | 10,000 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $174 | 70,000 | 0.0% |
| WPX Energy IncCall | COM | 98212B103 | $176 | 27,500 | 0.0% |
| Trip COM Group LTD(CLV) | ADS | 89677Q107 | $179 | 6,919 | 0.0% |
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $179 | 3,252 | 0.0% |
| Change Healthcare Inc(CHNGUSD)Put | COM | 15912K100 | $180 | 16,100 | 0.0% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $184 | 16,780 | 0.0% |
| Mcdonalds Corp(MCD)Put | COM | 580135101 | $184 | 1,000 | 0.0% |
| Associated Banc Corp(ASB) | COM | 045487105 | $189 | 13,787 | 0.0% |
| Annaly Capital Management in(NLYEUR) | COM | 035710409 | $190 | 28,900 | 0.0% |
| Hennessy Cap Acqustion Corp | *W EXP 09/05/202 | 42589C112 | $190 | 172,850 | 0.0% |
| Teladoc Health Inc(TDOC)Call | COM | 87918A105 | $191 | 1,000 | 0.0% |
| Diamondpeak Hldgs COR | *W EXP 02/22/202 | 25280H118 | $196 | 111,592 | 0.0% |