Q3 2020 Holdings
Filed 2020-10-20 | 97 holdings | $10.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $9.1M | 30,840 | 84.4% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $551.0K | 6,292 | 5.1% |
| Cytomx Therapeutics Inc(CTMX) | COM | 23284F105 | $522.0K | 78,561 | 4.9% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $458.0K | 11,623 | 4.3% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $9.2K | 27,500 | 0.1% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $7.9K | 37,163 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $7.9K | 2,503 | 0.1% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $6.8K | 506,111 | 0.1% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $6.3K | 22,500 | 0.1% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $6.0K | 5,556 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $5.9K | 50,724 | 0.1% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $5.8K | 402,450 | 0.1% |
| The Trade Desk Inc(TTD) | COM CL A | 88339J105 | $5.7K | 10,977 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $5.6K | 26,485 | 0.1% |
| Spdr Gold TR(GLD) | GOLD SHS | 78463V107 | $4.2K | 23,778 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $4.1K | 15,798 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $3.7K | 2,550 | 0.0% |
| Invesco Actively Managed ETF(PHDG) | S&P500 DOWNSID | 46090A705 | $3.7K | 111,328 | 0.0% |
| Nuveen Municipal Credit Inc(NZF) | COM SH BEN INT | 67070X101 | $3.4K | 234,201 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $3.1K | 32,142 | 0.0% |
| Heron Therapeutics Inc(HRTX) | COM | 427746102 | $3.0K | 204,849 | 0.0% |
| Visa Inc(V) | COM CL A | 92826C839 | $2.4K | 11,845 | 0.0% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $2.3K | 160,000 | 0.0% |
| Draftkings Inc(DKNG1USD) | COM CL A | 26142R104 | $2.2K | 37,647 | 0.0% |
| Zoetis Inc(ZTS) | CL A | 98978V103 | $2.2K | 13,196 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $2.1K | 8,312 | 0.0% |
| Walmart Inc(WMT) | COM | 931142103 | $2.0K | 14,219 | 0.0% |
| Amgen Inc(AMGN) | COM | 031162100 | $1.8K | 7,150 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $1.8K | 425,871 | 0.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $1.7K | 5,997 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $1.6K | 47,226 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $1.6K | 1,058 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $1.5K | 7,320 | 0.0% |
| Match Group Inc New(MTCH) | COM | 57667L107 | $1.5K | 13,157 | 0.0% |
| Altria Group Inc(MO) | COM | 02209S103 | $1.3K | 34,908 | 0.0% |
| Enersys(ENS) | COM | 29275Y102 | $1.3K | 19,596 | 0.0% |
| Raytheon Technologies Corp(RTX) | COM | 75513E101 | $1.3K | 21,957 | 0.0% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $1.3K | 8,407 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $1.2K | 14,905 | 0.0% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $1.2K | 3,424 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $1.1K | 89,001 | 0.0% |
| HCA Healthcare Inc(HCA) | COM | 40412C101 | $1.1K | 8,542 | 0.0% |
| Ross Stores Inc(ROST) | COM | 778296103 | $1.0K | 11,000 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $966 | 7,782 | 0.0% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $919 | 4,884 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $859 | 80,553 | 0.0% |
| Embraer S.A.(EMBJ) | SPONSORED ADS | 29082A107 | $822 | 186,325 | 0.0% |
| Chevron Corp New(CVX) | COM | 166764100 | $819 | 11,376 | 0.0% |
| Honeywell Intl Inc(HON) | COM | 438516106 | $786 | 4,775 | 0.0% |
| Merck & Co. Inc(MRK) | COM | 58933Y105 | $769 | 9,276 | 0.0% |