Q3 2020 Holdings
Filed 2020-11-12 | 392 holdings | $241.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $426 | 2,120 | 0.0% |
| Viacomcbs Inc(0VVB) | CL B | 92556H206 | $434 | 15,500 | 0.0% |
| Juniper Networks Inc(JNP) | COM | 48203R104 | $473 | 22,000 | 0.0% |
| Verint SYS Inc(VTY) | COM | 92343X100 | $506 | 10,500 | 0.0% |
| Hercules Capital Inc(HTGC) | COM | 427096508 | $514 | 44,467 | 0.0% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $516 | 3,750 | 0.0% |
| Allete Inc(AEBA) | COM NEW | 018522300 | $517 | 10,000 | 0.0% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $539 | 1,603 | 0.0% |
| Cree Inc | COM | 225447101 | $542 | 8,500 | 0.0% |
| Masco Corp(MAS) | COM | 574599106 | $551 | 10,000 | 0.0% |
| Infinera Corp(INFNEUR) | COM | 45667G103 | $554 | 90,000 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $577 | 4,620 | 0.0% |
| Centerpoint Energy Inc(CNP) | COM | 15189T107 | $599 | 30,950 | 0.0% |
| Vistra Corp(VST) | COM | 92840M102 | $610 | 32,326 | 0.0% |
| Altria Group Inc(MO) | COM | 02209S103 | $624 | 16,140 | 0.0% |
| International Business Machs(IBM) | COM | 459200101 | $637 | 5,239 | 0.0% |
| Regeneron Pharmaceuticals(REGN) | COM | 75886F107 | $659 | 1,178 | 0.0% |
| Seagate Technology PLC(STX) | SHS | G7945M107 | $665 | 13,500 | 0.0% |
| Activision Blizzard Inc(ATVIEUR) | COM | 00507V109 | $754 | 9,310 | 0.0% |
| Transdigm Group Inc(TDG) | COM | 893641100 | $808 | 1,700 | 0.0% |
| Jd.com Inc(JD) | SPON ADR CL A | 47215P106 | $811 | 10,445 | 0.0% |
| BK of America Corp(BAC) | COM | 060505104 | $820 | 34,050 | 0.0% |
| Tyson Foods Inc(TSN) | CL A | 902494103 | $830 | 13,950 | 0.0% |
| Brickell Biotech Inc | COM | 10802T105 | $859 | 950,905 | 0.0% |
| Applied Optoelectronics Inc | NOTE 5.000% 3/1 | 03823UAB8 | $920 | $1,000,000 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $1.0K | 13,000 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $1.0K | 112,713 | 0.0% |
| Electronic Arts Inc(EA) | COM | 285512109 | $1.1K | 8,100 | 0.0% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $1.1K | $1,200,000 | 0.0% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $1.1K | $1,000,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $1.1K | $1,000,000 | 0.0% |
| Chevron Corp New(CVX) | COM | 166764100 | $1.1K | 15,240 | 0.0% |
| AIR Prods & Chems Inc(APD) | COM | 009158106 | $1.2K | 3,870 | 0.0% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $1.2K | $806,000 | 0.0% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $1.2K | $915,000 | 0.0% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $1.2K | $1,080,000 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $1.3K | 80,330 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $1.4K | $1,414,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.500%10/1 | 09061GAF8 | $1.4K | $1,359,000 | 0.0% |
| Quotient Technology Inc | NOTE 1.750%12/0 | 749119AB9 | $1.4K | $1,434,000 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $1.4K | $1,472,000 | 0.0% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $1.4K | $1,354,000 | 0.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $1.4K | $1,642,000 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $1.4K | $1,500,000 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $1.4K | 38,500 | 0.0% |
| Raytheon Technologies Corp(RTX) | COM | 75513E101 | $1.5K | 25,996 | 0.0% |
| Procter and Gamble Co(PG) | COM | 742718109 | $1.6K | 11,674 | 0.0% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $1.6K | $1,533,000 | 0.0% |
| Exact Sciences Corp | NOTE 0.375% 3/0 | 30063PAC9 | $1.6K | $1,500,000 | 0.0% |
| International Flavors&fragra | UNIT 09/15/2021 | 459506309 | $1.7K | 37,309 | 0.0% |