Q3 2020 Holdings
Filed 2020-11-12 | 392 holdings | $241.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.7K | 1,171 | 0.0% |
| Incyte Corp | NOTE 1.250%11/1 | 45337CAN2 | $1.7K | $996,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $1.8K | $1,842,000 | 0.0% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $1.8K | $1,943,000 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $1.9K | 40,248 | 0.0% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $2.0K | $2,000,000 | 0.0% |
| Philip Morris Intl Inc(PM) | COM | 718172109 | $2.0K | 26,550 | 0.0% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $2.0K | $2,000,000 | 0.0% |
| Realpage Inc | NOTE 1.500% 5/1 | 75606NAC3 | $2.1K | $2,000,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $2.1K | $2,000,000 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $2.1K | $2,000,000 | 0.0% |
| Norwegian Cruise Line Hldg L(NCLH)Call | SHS | G66721104 | $2.1K | 125,000 | 0.0% |
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $2.2K | $1,000,000 | 0.0% |
| Change Healthcare Inc | UNIT 99/99/9999 | 15912K209 | $2.2K | 40,972 | 0.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $2.2K | $2,127,000 | 0.0% |
| Elanco Animal Health Inc | UNIT 02/01/2023T | 28414H202 | $2.2K | 49,620 | 0.0% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $2.2K | $2,000,000 | 0.0% |
| Vocera Communications Inc | NOTE 1.500% 5/1 | 92857FAB3 | $2.2K | $2,000,000 | 0.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $2.3K | $2,250,000 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $2.3K | 5,125 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $2.3K | $2,414,000 | 0.0% |
| Monmouth Real Estate Invt Co | CL A | 609720107 | $2.3K | 169,577 | 0.0% |
| Insulet Corp | NOTE 1.375%11/1 | 45784PAH4 | $2.4K | $942,000 | 0.0% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $2.4K | $2,500,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $2.4K | $2,200,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $2.5K | $2,405,000 | 0.0% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $2.5K | $3,000,000 | 0.0% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $2.5K | $3,200,000 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $2.5K | $2,940,000 | 0.0% |
| PRA Group Inc | NOTE 3.500% 6/0 | 69354NAB2 | $2.6K | $2,333,000 | 0.0% |
| Berkshire Hathaway Inc del(BRK/A) | CL A | 084670108 | $2.6K | 8 | 0.0% |
| Apellis Pharmaceuticals Inc | NOTE 3.500% 9/1 | 03753UAB2 | $2.6K | $2,370,000 | 0.0% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $2.6K | $2,254,000 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $2.6K | $2,734,000 | 0.0% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $2.7K | $728,000 | 0.0% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $2.8K | $2,135,000 | 0.0% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $2.8K | $2,578,000 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $2.8K | $1,684,000 | 0.0% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $2.8K | $3,000,000 | 0.0% |
| Redfin Corp | NOTE 1.750% 7/1 | 75737FAA6 | $2.8K | $1,623,000 | 0.0% |
| ARK ETF TR(ARKW) | NEXT GNRTN INTER | 00214Q401 | $2.9K | 26,425 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $2.9K | $2,500,000 | 0.0% |
| SS&C Technologies Hldgs Inc(SSNC) | COM | 78467J100 | $2.9K | 48,076 | 0.0% |
| Plantronics Inc New | COM | 727493108 | $2.9K | 247,077 | 0.0% |
| Sherwin Williams Co(SHW) | COM | 824348106 | $2.9K | 4,200 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $3.0K | $3,000,000 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $3.0K | $2,413,000 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $3.0K | $3,008,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $3.1K | $2,678,000 | 0.0% |
| Assurant Inc | 6.50% CONV PFD D | 04621X207 | $3.1K | 26,138 | 0.0% |