Q3 2020 Holdings
Filed 2020-11-13 | 2574 holdings | $1.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $19 | $20,000 | 0.0% |
| Ibio Inc | COM NEW | 451033203 | $20 | 10,242 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $20 | 10,000 | 0.0% |
| Finvolution Group(FINV) | SPONSORED ADS | 31810T101 | $21 | 12,314 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $21 | 10,000 | 0.0% |
| Mylan NVCall | SHS EURO | N59465109 | $21 | 15,000 | 0.0% |
| Nexstar Media Group Inc(NXST)Call | CL A | 65336K103 | $22 | 400 | 0.0% |
| Genprex IncCall | COM | 372446104 | $22 | 18,000 | 0.0% |
| Aytu Bioscience Inc(AYTUUSD) | COM PAR | 054754700 | $22 | 19,000 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $22 | 15,666 | 0.0% |
| Blackstone Group Inc(BX)Put | COM CL A | 09260D107 | $23 | 10,000 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM | 890260706 | $23 | 27,335 | 0.0% |
| Dare Bioscience Inc(CERUEUR) | COM | 23666P101 | $24 | 24,034 | 0.0% |
| Spdr SER TR(XBI)Call | S&P BIOTECH | 78464A870 | $25 | 6,000 | 0.0% |
| CSX Corp(CSX)Call | COM | 126408103 | $25 | 10,000 | 0.0% |
| Zoetis Inc(ZTS)Call | CL A | 98978V103 | $25 | 5,000 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $25 | $25,000 | 0.0% |
| Xpresspa Group Inc | COM | 98420U703 | $25 | 13,083 | 0.0% |
| Teladoc Health Inc(TDOC)Call | COM | 87918A105 | $26 | 2,500 | 0.0% |
| Chewy Inc(CHWY)Call | CL A | 16679L109 | $26 | 10,100 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $27 | 20,916 | 0.0% |
| Akari Therapeutics PLC | SPONSORED ADR | 00972G108 | $27 | 16,000 | 0.0% |
| Zendesk IncCall | COM | 98936J101 | $27 | 2,000 | 0.0% |
| Sabre Corp(SABR)Call | COM | 78573M104 | $28 | 5,000 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $28 | 17,450 | 0.0% |
| Trip COM Group LTD(CLV)Call | ADS | 89677Q107 | $28 | 1,500 | 0.0% |
| Expedia Group Inc(EXPE)Call | COM NEW | 30212P303 | $28 | 8,500 | 0.0% |
| Franco NEV Corp(FNV)Call | COM | 351858105 | $28 | 1,900 | 0.0% |
| Marathon Pete Corp(MPC)Call | COM | 56585A102 | $29 | 10,000 | 0.0% |
| Pulmatrix Inc | COM NEW | 74584P202 | $29 | 24,000 | 0.0% |
| Unitedhealth Group Inc(UNH)Call | COM | 91324P102 | $29 | 2,000 | 0.0% |
| Viacomcbs Inc(0VVB)Call | CL B | 92556H206 | $30 | 13,400 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $30 | 16,295 | 0.0% |
| Illinois Tool WKS Inc(ITW)Put | COM | 452308109 | $31 | 8,000 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $31 | 11,493 | 0.0% |
| Novabay Pharmaceuticals Inc | COM NEW | 66987P201 | $32 | 44,000 | 0.0% |
| Boxlight Corp | COM CL A | 103197109 | $32 | 20,000 | 0.0% |
| Cloudera Inc(CLDR)Call | COM | 18914U100 | $32 | 54,000 | 0.0% |
| Xerox Holdings Corp(XRX)Call | COM NEW | 98421M106 | $32 | 24,000 | 0.0% |
| CVS Health Corp(CVS)Call | COM | 126650100 | $33 | 17,000 | 0.0% |
| Alexco Resource Corp(AXU) | COM | 01535P106 | $33 | 12,500 | 0.0% |
| General Electric CoCall | COM | 369604103 | $33 | 156,500 | 0.0% |
| Nautilus IncCall | COM | 63910B102 | $33 | 27,500 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $33 | 15,708 | 0.0% |
| Honeywell Intl Inc(HON)Put | COM | 438516106 | $34 | 5,500 | 0.0% |
| Great Panther MNG LTD | COM | 39115V101 | $34 | 38,400 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $35 | 37,004 | 0.0% |
| Docusign Inc(DOCU)Put | COM | 256163106 | $35 | 3,200 | 0.0% |
| Ceva Inc(CEVA)Call | COM | 157210105 | $36 | 1,800 | 0.0% |
| Newage Inc | COM | 650194103 | $36 | 21,705 | 0.0% |