Q3 2020 Holdings
Filed 2020-11-13 | 38 holdings | $2.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DWS MUN Income TR(KTF) | COM | 233368109 | $2.5M | 222,995 | 98.7% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $5.3K | $5,640,000 | 0.2% |
| Invesco Exchange Traded FD T(RSP) | S&P500 EQL WGT | 46137V357 | $3.4K | 31,300 | 0.1% |
| Western Asset Managed Muns F(MMU) | COM | 95766M105 | $2.3K | 186,125 | 0.1% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $2.2K | 195,000 | 0.1% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $2.2K | 298,876 | 0.1% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $2.0K | 231,672 | 0.1% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $1.9K | 121,353 | 0.1% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1.9K | 223,202 | 0.1% |
| Invesco Calif Value MUN Inco(VCV) | COM | 46132H106 | $1.2K | 98,173 | 0.0% |
| Invesco Calif MUN Income TR(IIM) | COM | 46132P108 | $1.1K | 75,352 | 0.0% |
| BlackRock Floating Rate Inco(XFRAX) | COM | 09255X100 | $931 | 80,951 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $793 | 96,692 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $768 | 92,495 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $666 | 56,096 | 0.0% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $650 | 48,421 | 0.0% |
| Invesco Dynamic CR Opportuni | COM | 46132R104 | $614 | 66,711 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $554 | 49,360 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $550 | 93,681 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $549 | 45,678 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $495 | 102,467 | 0.0% |
| Nuveen Municipal Credit Inc(NZF) | COM SH BEN INT | 67070X101 | $441 | 30,000 | 0.0% |
| Invesco Quality MUN Income T(IQI) | COM | 46133G107 | $392 | 31,725 | 0.0% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $371 | 30,000 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $342 | 28,003 | 0.0% |
| Nuveen New Jersey Qult MUN F(NXJ) | COM | 67069Y102 | $328 | 24,252 | 0.0% |
| BlackRock Muniyield PA Qlty(MPA) | COM | 09255G107 | $279 | 20,071 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $278 | 21,075 | 0.0% |
| Pioneer MUN High Income Adva(XPMAX) | COM | 723762100 | $273 | 25,000 | 0.0% |
| BlackRock Munihlds Invstm QL | COM | 09254P108 | $208 | 15,478 | 0.0% |
| Delaware Invts Minn MUN Inco | COM | 24610V103 | $177 | 13,630 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $158 | 68,935 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $151 | 303,300 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $110 | 29,600 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $70 | 10,900 | 0.0% |
| Ishares TR(IVV)Put | CORE S&P500 ETF | 464287200 | $27 | 64,000 | 0.0% |
| Delta AIR Lines Inc del(DAL)Put | COM NEW | 247361702 | $22 | 17,000 | 0.0% |
| Spirit Aerosystems Hldgs Inc(S9Q)Call | COM CL A | 848574109 | $2 | 13,500 | 0.0% |