Q3 2020 Holdings
Filed 2020-11-13 | 1327 holdings | $260.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Select Sector Spdr TR(XLE) | ENERGY | 81369Y506 | $2 | 53 | 0.0% |
| Chefs Whse Inc(CHEF) | COM | 163086101 | $2 | 145 | 0.0% |
| Target Hospitality Corp | *W EXP 03/15/202 | 87615L115 | $3 | 33,063 | 0.0% |
| Plug Power Inc(PLUG)Put | COM NEW | 72919P202 | $5 | 400 | 0.0% |
| Hall of Fame Resort & Entmt | *W EXP 07/01/202 | 40619L110 | $5 | 20,000 | 0.0% |
| National Vision Hldgs Inc(EYE) | COM | 63845R107 | $6 | 156 | 0.0% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $7 | 660 | 0.0% |
| Cytokinetics Inc(CYTK)Put | COM NEW | 23282W605 | $9 | 400 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $10 | $10,000 | 0.0% |
| Genworth Finl Inc(GNW)Put | COM CL A | 37247D106 | $12 | 3,600 | 0.0% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $12 | $11,000 | 0.0% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $13 | 176 | 0.0% |
| Experience Invt Corp | *W EXP 09/01/202 | 30217C117 | $14 | 11,258 | 0.0% |
| Schultze SPL Purp Acqustn Co | *W EXP 12/31/202 | 80821R117 | $14 | 26,900 | 0.0% |
| Cel-Sci Corp(CVM1EUR) | COM PAR NEW | 150837607 | $16 | 1,281 | 0.0% |
| Software Acquisition Group I | *W EXP 10/01/202 | 83406B119 | $17 | 18,187 | 0.0% |
| Ciig Merger Corp | *W EXP 12/31/202 | 12559C111 | $19 | 22,049 | 0.0% |
| Kandi Technologies Group IncCall | COM | 483709101 | $21 | 3,400 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $21 | $22,000 | 0.0% |
| Momo Inc | ADR | 60879B107 | $21 | 1,500 | 0.0% |
| China Lodging Group LTD | NOTE 0.375%11/0 | 16949NAC3 | $22 | $21,000 | 0.0% |
| Liberty Media Corp del | NOTE 1.000% 1/3 | 531229AF9 | $24 | $21,000 | 0.0% |
| Trebia Acquisition Corp | *W EXP 99/99/999 | G9027T117 | $26 | 17,301 | 0.0% |
| Insurance Acquisition Corp | *W EXP 03/31/202 | 457867117 | $29 | 10,427 | 0.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $30 | 1,259 | 0.0% |
| Churchill Capital Corp IV | *W EXP 08/04/202 | 171439110 | $31 | 21,160 | 0.0% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $31 | $14,000 | 0.0% |
| Cinemark Hldgs Inc(CNK) | COM | 17243V102 | $35 | 3,454 | 0.0% |
| D8 Holdings Corp | *W EXP 08/05/202 | G2614K128 | $36 | 50,000 | 0.0% |
| Dicks Sporting Goods Inc(DKS) | COM | 253393102 | $36 | 622 | 0.0% |
| Eventbrite Inc(EB)Call | COM CL A | 29975E109 | $36 | 3,300 | 0.0% |
| Foley Trasimene Acquistn COR | *W EXP 05/26/202 | 34431F112 | $38 | 16,789 | 0.0% |
| Laboratory Corp Amer HldgsCall | COM NEW | 50540R409 | $38 | 200 | 0.0% |
| Penn Natl Gaming Inc | NOTE 2.750% 5/1 | 707569AU3 | $39 | $13,000 | 0.0% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $39 | $39,000 | 0.0% |
| Wayfair Inc(W) | CL A | 94419L101 | $40 | 138 | 0.0% |
| Bristol-Myers Squibb Co(BMY) | COM | 110122108 | $44 | 728 | 0.0% |
| GDS Hldgs LTD | NOTE 2.000% 6/0 | 36165LAB4 | $45 | $29,000 | 0.0% |
| Turning PT Brands Inc(TPB) | COM | 90041L105 | $45 | 1,598 | 0.0% |
| SEA LTD(SE) | SPONSORD ADS | 81141R100 | $46 | 300 | 0.0% |
| Wells Fargo Co New(WFC)Call | COM | 949746101 | $47 | 2,000 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $49 | $53,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $49 | 8,332 | 0.0% |
| Monocle Acquisition Corp | *W EXP 12/06/202 | 609754114 | $50 | 99,987 | 0.0% |
| Allakos Inc(ALLKGUSD) | COM | 01671P100 | $50 | 609 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $50 | 4,524 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $51 | 17,117 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $51 | $53,000 | 0.0% |
| Calamp Corp | NOTE 2.000% 8/0 | 128126AD1 | $53 | $65,000 | 0.0% |
| Artius Acquisition Inc | *W EXP 07/13/202 | 04316G113 | $54 | 33,333 | 0.0% |