Q4 2020 Holdings
Filed 2021-04-01 | 1791 holdings | $313.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Transglobe Energy Corp | COM | 893662106 | $24 | 24,804 | 0.0% |
| Oncolytics Biotech Inc(ONCY) | COM NEW | 682310875 | $24 | 10,210 | 0.0% |
| Pennsylvania Real Estate INV | SH BEN INT | 709102107 | $26 | 25,783 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $28 | 10,441 | 0.0% |
| Vyne Therapeutics Inc | COM NEW | 92941V100 | $28 | 18,006 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $30 | 11,312 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $34 | 24,518 | 0.0% |
| Seachange Intl Inc | COM | 811699107 | $35 | 25,061 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $35 | 41,010 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $39 | 22,284 | 0.0% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $40 | 1,300 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $41 | 19,188 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $42 | 13,740 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $43 | 20,620 | 0.0% |
| Paypal Hldgs Inc(PYPL)Call | COM | 70450Y103 | $47 | 1,200 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $47 | 11,709 | 0.0% |
| Disney Walt Co(DIS)Call | COM | 254687106 | $47 | 1,000 | 0.0% |
| Biosig Technologies Inc | COM NEW | 09073N201 | $48 | 12,320 | 0.0% |
| Entercom Communications Corp(ETMUSD) | CL A | 293639100 | $50 | 20,062 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $52 | 23,800 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $59 | 19,000 | 0.0% |
| Liquidia Corporation(LQDA) | COM NEW | 53635D202 | $60 | 20,177 | 0.0% |
| Communications SYS Inc | COM | 203900105 | $62 | 13,550 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $64 | 32,531 | 0.0% |
| FAT Brands Inc(FATAQ) | COM | 30258N105 | $65 | 11,000 | 0.0% |
| Maverix Metals Inc | COM NEW | 57776F405 | $65 | 11,825 | 0.0% |
| Patterson-Uti Energy Inc(PTEN) | COM | 703481101 | $65 | 12,452 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $66 | 13,000 | 0.0% |
| Oncosec MED Inc | COM | 68234L306 | $68 | 10,500 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q205 | $69 | 11,904 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $70 | 18,808 | 0.0% |
| Agrofresh Solutions Inc(AGFSEUR) | COM | 00856G109 | $72 | 31,864 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $73 | 54,000 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $73 | 12,709 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $76 | 26,680 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $77 | 31,100 | 0.0% |
| Crescent PT Energy Corp | COM | 22576C101 | $80 | 34,229 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $80 | 18,618 | 0.0% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $81 | 24,026 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $81 | 14,469 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $82 | 17,608 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $83 | 18,785 | 0.0% |
| Advaxis Inc(ADXSEUR) | COM NEW | 007624307 | $84 | 240,666 | 0.0% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $85 | 11,000 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $87 | 10,752 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $88 | 14,480 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $88 | 14,384 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $90 | 39,046 | 0.0% |
| PBF Energy Inc(PBF) | CL A | 69318G106 | $92 | 12,965 | 0.0% |
| Mizuho Financial Group Inc.(MFG) | SPONSORED ADR | 60687Y109 | $95 | 37,250 | 0.0% |