Q1 2021 Holdings
Filed 2021-05-14 | 2988 holdings | $628.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $33 | $30,000 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $38 | 14,066 | 0.0% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $41 | $45,000 | 0.0% |
| Vocera Communications Inc | NOTE 1.500% 5/1 | 92857FAB3 | $41 | $30,000 | 0.0% |
| Liberty Media Corp del | DEB 2.250% 9/3 | 531229AE2 | $54 | $115,000 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $58 | 14,100 | 0.0% |
| Wrap Technologies Inc(WRAP) | COM | 98212N107 | $69 | 12,333 | 0.0% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $70 | $50,000 | 0.0% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $73 | $65,000 | 0.0% |
| Falcon Minerals Corp | CL A COM | 30607B109 | $74 | 16,400 | 0.0% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $76 | $75,000 | 0.0% |
| Exterran Corp(EXTNUSD) | COM | 30227H106 | $78 | 23,200 | 0.0% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $79 | $76,000 | 0.0% |
| Fluent Inc(IDIEUR) | COM | 34380C102 | $79 | 19,399 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $80 | $80,000 | 0.0% |
| Select Energy Svcs Inc(WTTR) | CL A COM | 81617J301 | $81 | 16,300 | 0.0% |
| Ultralife Corp(ULBI) | COM | 903899102 | $84 | 10,100 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $93 | $95,000 | 0.0% |
| Recro Pharma Inc | COM | 75629F109 | $93 | 33,400 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $94 | $87,000 | 0.0% |
| Karyopharm Therapeutics Inc | NOTE 3.000%10/1 | 48576UAA4 | $96 | $93,000 | 0.0% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $101 | $55,000 | 0.0% |
| Pennymac Corp | NOTE 5.500%11/0 | 70932AAD5 | $101 | $100,000 | 0.0% |
| Transocean Inc | DEB 0.500% 1/3 | 893830BJ7 | $102 | $135,000 | 0.0% |
| Western New ENG Bancorp Inc(WNEB) | COM | 958892101 | $103 | 12,300 | 0.0% |
| Winnebago Inds Inc | NOTE 1.500% 4/0 | 974637AB6 | $104 | $75,000 | 0.0% |
| Trustco BK Corp N Y | COM | 898349105 | $104 | 14,199 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $104 | $110,000 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $105 | $85,000 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $106 | $95,000 | 0.0% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $106 | $80,000 | 0.0% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $107 | $140,000 | 0.0% |
| Corepoint Lodging Inc(CPLGGUSD) | COM | 21872L104 | $108 | 11,933 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $112 | $70,000 | 0.0% |
| Pfsweb Inc(PFSWUSD) | COM NEW | 717098206 | $114 | 17,000 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $117 | $120,000 | 0.0% |
| United States STL Corp New | NOTE 5.000%11/0 | 912909AT5 | $118 | $54,000 | 0.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $119 | $110,000 | 0.0% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $124 | $70,000 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $124 | $85,000 | 0.0% |
| Paramount Group Inc(6PM) | COM | 69924R108 | $125 | 12,369 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $125 | $85,000 | 0.0% |
| Consolidated Comm Hldgs Inc(CNSLEUR) | COM | 209034107 | $130 | 18,133 | 0.0% |
| Express Inc | COM | 30219E103 | $132 | 32,908 | 0.0% |
| Ironwood Pharmaceuticals Inc | NOTE 0.750% 6/1 | 46333XAF5 | $133 | $120,000 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $136 | $120,000 | 0.0% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $137 | $145,000 | 0.0% |
| PAE Inc | COM CL A | 69290Y109 | $137 | 15,200 | 0.0% |
| Mongodb Inc | NOTE 0.750% 6/1 | 60937PAB2 | $141 | $35,000 | 0.0% |
| Macerich Co(MAC) | COM | 554382101 | $141 | 12,100 | 0.0% |