Q3 2021 Holdings
Filed 2021-11-12 | 2102 holdings | $6.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Marrone BIO Innovations Inc | COM | 57165B106 | $11 | 12,048 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $19 | 14,430 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $28 | 16,700 | 0.0% |
| Savara Inc(SVRA) | COM | 805111101 | $29 | 20,854 | 0.0% |
| Phunware Inc | COM | 71948P100 | $30 | 32,669 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $30 | 14,500 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $34 | 10,000 | 0.0% |
| Iterum Therapeutics PLC | SHS | G6333L101 | $34 | 60,000 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $39 | 18,700 | 0.0% |
| Graybug Vision Inc | COM SHS | 38942Q103 | $46 | 13,867 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $53 | 21,668 | 0.0% |
| Remark Hldgs Inc | COM | 75955K102 | $56 | 53,000 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $61 | 16,725 | 0.0% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $67 | 16,600 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $73 | 15,029 | 0.0% |
| Boxlight Corp | COM CL A | 103197109 | $76 | 33,866 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $77 | 60,000 | 0.0% |
| Companhia de Saneamento Basi(SAJA) | SPONSORED ADR | 20441A102 | $86 | 12,160 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $96 | 14,007 | 0.0% |
| Lionheart Acquisition Corp I | COM CL A | 53625R104 | $99 | 10,000 | 0.0% |
| Dune Acquisition Corp | UNIT 10/29/2027 | 265334201 | $101 | 10,000 | 0.0% |
| Antero Midstream Corp(AM) | COM | 03676B102 | $104 | 10,000 | 0.0% |
| Biocardia Inc(BCDA) | COM | 09060U507 | $104 | 33,085 | 0.0% |
| Adial Pharmaceuticals Inc | COM | 00688A106 | $112 | 26,040 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $116 | 16,500 | 0.0% |
| Equitrans Midstream Corp(ETRNUSD) | COM | 294600101 | $121 | 11,951 | 0.0% |
| Jiya Acquisition Corp | COM CL A | 47760M102 | $123 | 12,628 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $130 | 10,987 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $142 | 21,632 | 0.0% |
| Barings BDC Inc(BBDC) | COM | 06759L103 | $145 | 13,200 | 0.0% |
| KL Acquisition Corp | UNIT 99/99/9999 | 49837C208 | $148 | 15,000 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $150 | 21,279 | 0.0% |
| PMV Consumer Acquisition COR | COM | 693486102 | $152 | 15,457 | 0.0% |
| Humacyte Inc(HUMA) | COM | 44486Q103 | $152 | 13,129 | 0.0% |
| Ezcorp Inc(EZPW) | CL A NON VTG | 302301106 | $157 | 20,800 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $160 | 10,327 | 0.0% |
| Benefitfocus Inc(BNFTEUR) | COM | 08180D106 | $166 | 15,000 | 0.0% |
| Tessco Technologies Inc | COM | 872386107 | $166 | 29,771 | 0.0% |
| Chatham Lodging TR(CLDT) | COM | 16208T102 | $168 | 13,740 | 0.0% |
| Sirius XM Holdings Inc(SIRIEUR) | COM | 82968B103 | $174 | 28,529 | 0.0% |
| OWL Rock Capital Corporation(OBDC) | COM | 69121K104 | $180 | 12,775 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $189 | 100,000 | 0.0% |
| Manulife Finl Corp(MFC) | COM | 56501R106 | $194 | 10,093 | 0.0% |
| GO Acquisition Corp | COM | 362019101 | $196 | 20,000 | 0.0% |
| E Merge Technology Acquisiti | COM CL A | 26873Y104 | $196 | 20,000 | 0.0% |
| Conx Corp(CNXX) | COM CL A | 212873103 | $196 | 20,000 | 0.0% |
| IG Acquisition Corp | COM CL A | 449534106 | $196 | 20,000 | 0.0% |
| Equity Distr Acquisition COR | COM CL A | 29465E106 | $196 | 20,000 | 0.0% |
| Aea-Bridges Impact Corp | SHS CL A | G01046104 | $196 | 20,000 | 0.0% |
| Global Partner Acqistn Corp | UNIT 01/06/2026 | G3934P110 | $198 | 20,000 | 0.0% |