Q3 2021 Holdings
Filed 2021-11-12 | 3270 holdings | $1.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Artelo Biosciences Inc | COM NEW | 04301G201 | $57 | 72,000 | 0.0% |
| JPMorgan Chase & Co(JPM)Put | COM | 46625H100 | $57 | 11,000 | 0.0% |
| Ampio Pharmaceuticals IncPut | COM | 03209T109 | $59 | 142,000 | 0.0% |
| Maverix Metals Inc | COM NEW | 57776F405 | $60 | 13,500 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $60 | 60,000 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $60 | 11,250 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $61 | 12,521 | 0.0% |
| Romeo Power Inc | COM | 776153108 | $62 | 12,525 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $63 | 13,170 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $65 | 69,400 | 0.0% |
| Aspira Womens Health Inc | COM | 04537Y109 | $65 | 20,000 | 0.0% |
| Atossa Therapeutics Inc(ATOSEUR) | COM | 04962H506 | $65 | 20,100 | 0.0% |
| Cocrystal Pharma Inc | COM | 19188J300 | $66 | 63,001 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $66 | 77,000 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $66 | 69,050 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $67 | 50,900 | 0.0% |
| Finvolution Group(FINV) | SPONSORED ADS | 31810T101 | $67 | 11,823 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $67 | 27,838 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $67 | 10,445 | 0.0% |
| Inspiremd Inc(NSPR) | COM | 45779A846 | $68 | 16,567 | 0.0% |
| Guardant Health Inc(GH)Put | COM | 40131M109 | $69 | 5,500 | 0.0% |
| Select Sector Spdr TR(XLE)Put | ENERGY | 81369Y506 | $69 | 9,500 | 0.0% |
| Arcadia Biosciences Inc(RKDAEUR) | COM NEW | 039014204 | $70 | 33,336 | 0.0% |
| Genprex Inc | COM | 372446104 | $70 | 26,000 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $70 | 11,000 | 0.0% |
| Repro MED SYS Inc(KRMD) | COM | 759910102 | $71 | 25,000 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $72 | 26,319 | 0.0% |
| Viking Therapeutics Inc(VKTX) | COM | 92686J106 | $72 | 11,561 | 0.0% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $73 | 14,703 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $73 | 10,744 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $73 | 14,108 | 0.0% |
| Pioneer NAT RES Co(PXDEUR)Put | COM | 723787107 | $73 | 2,000 | 0.0% |
| Chimerix Inc(CMRXEUR) | COM | 16934W106 | $74 | 12,009 | 0.0% |
| Information Svcs Group Inc(III) | COM | 45675Y104 | $74 | 10,364 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $74 | 32,338 | 0.0% |
| Iclick Interactive Asia Grou | SPONSORED ADR | 45113Y104 | $75 | 13,633 | 0.0% |
| Loandepot Inc(LDI) | COM CL A | 53946R106 | $75 | 11,020 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q200 | $75 | 50,000 | 0.0% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $77 | 20,551 | 0.0% |
| Immutep LTD(IMMP) | SPONSORED ADS | 45257L108 | $77 | 20,000 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $77 | 10,000 | 0.0% |
| New PAC Metals Corp(NEWP) | COM | 64782A107 | $77 | 22,966 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $77 | 12,791 | 0.0% |
| Precigen Inc(PGEN)Put | COM | 74017N105 | $78 | 100,000 | 0.0% |
| Phillips 66(PSX)Put | COM | 718546104 | $81 | 10,000 | 0.0% |
| Western Asset MUN High Incom(MHF) | COM | 95766N103 | $81 | 10,171 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $81 | 19,007 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $81 | 12,150 | 0.0% |
| AIM Immunotech Inc(HEBCHF) | COM | 00901B105 | $82 | 41,095 | 0.0% |
| Royal Dutch Shell PLC(RDS/A)Put | SPONS ADR A | 780259206 | $83 | 7,500 | 0.0% |