Q3 2021 Holdings
Filed 2021-11-15 | 32 holdings | $175.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| IHS Markit LTD(IHS) | SHS | G47567105 | $27.5K | 235,591 | 15.6% |
| Marlin Business Svcs Corp | COM | 571157106 | $24.7K | 1,111,479 | 14.1% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $14.6K | 84,990 | 8.3% |
| Forum Energy Technologies in | NOTE 9.000% 8/0 | 34984VAC4 | $11.4K | $12,057,273 | 6.5% |
| Pfsweb Inc(PFSWUSD) | COM NEW | 717098206 | $7.9K | 614,439 | 4.5% |
| Delta Apparel Inc(DLAPQ) | COM | 247368103 | $6.5K | 236,946 | 3.7% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $6.1K | 1,269,558 | 3.5% |
| Decarbonization Plus Acqu II | CLASS A COM | 24279D105 | $6.1K | 609,604 | 3.5% |
| Vector Group LTD(VGREUR) | COM | 92240M108 | $6.1K | 475,810 | 3.5% |
| RMR Group Inc(RMR) | CL A | 74967R106 | $5.9K | 177,279 | 3.4% |
| American Woodmark Corporatio(AMWD) | COM | 030506109 | $5.5K | 84,795 | 3.2% |
| Marcus Corp del(MCS) | COM | 566330106 | $5.3K | 301,537 | 3.0% |
| Shaw Communications Inc | CL B CONV | 82028K200 | $5.1K | 175,600 | 2.9% |
| PAE Inc | COM CL A | 69290Y109 | $4.9K | 820,137 | 2.8% |
| Forum Energy Technologies in(FET) | COM | 34984V209 | $4.7K | 207,215 | 2.7% |
| FTS International Inc(FTSI1USD) | COM NEW CL A | 30283W302 | $4.7K | 189,867 | 2.7% |
| Trillium Therapeutics Inc | COM NEW | 89620X506 | $4.7K | 265,355 | 2.7% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $3.6K | 1,333 | 2.0% |
| Park Aerospace Corp(PKE) | COM | 70014A104 | $3.1K | 225,663 | 1.8% |
| Power & Digital Infra ACQ Co | COM CL A | 739190106 | $2.5K | 250,762 | 1.4% |
| OFS Cap Corp(OFS) | COM | 67103B100 | $2.5K | 239,154 | 1.4% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $2.3K | 23,860 | 1.3% |
| NI Hldgs Inc(NODK) | COM | 65342T106 | $1.9K | 110,661 | 1.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $1.6K | 219,100 | 0.9% |
| Destination XL Group Inc(DXLG) | COM | 25065K104 | $1.5K | 243,266 | 0.8% |
| PG&E Corp(PCG) | COM | 69331C108 | $1.4K | 147,546 | 0.8% |
| Strata Skin Sciences Inc | COM NEW | 86272A206 | $875 | 475,380 | 0.5% |
| Brightsphere Invt Group Inc(AAMI) | COM | 10948W103 | $874 | 33,437 | 0.5% |
| Old Point Finl Corp(OPOF) | COM | 680194107 | $867 | 40,805 | 0.5% |
| Village Super MKT Inc(VLGEA) | CL A NEW | 927107409 | $733 | 33,801 | 0.4% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $311 | 25,000 | 0.2% |
| PG&E Corp(PCG)Put | COM | 69331C108 | $29 | 156,500 | 0.0% |